Senior Compliance Analyst, Operations

Lead the Fight Against Financial Crime at Vanguard

• In this crucial role, you'll be at the forefront of Vanguard's Anti-Money Laundering and Compliance Operations. You'll identify and report suspicious transactions, complete due diligence checks, and support processes that protect our clients' assets and ensure regulatory compliance.
• Gain invaluable experience in compliance operations, collaborate with a team committed to financial integrity, and make a tangible impact on financial security while protecting shareholder assets. Join us!

• Analyze, review, and identify potentially suspicious client activity and elevate findings in a timely manner in accordance with internal guidelines to support our regulatory obligations.
• Use a variety of sources for compliance research, including internet sites, public records databases, past practice, and knowledge of Vanguard's operating philosophies.
• Assist in maintaining the Anti-Money Laundering Program, including updating procedures and workflows. Participate in initiatives and work collaboratively with the business to develop policies, procedures, and controls designed to ensure compliance with applicable laws and regulations related to Vanguard's Anti-Money-Laundering Program.
• Develop and maintain a broad knowledge and awareness of the investment industry and regulatory and/or policy changes with potential impact on compliance monitoring or reporting.
• Assist in developing and delivering training and education related to the Anti-Money-Laundering Program. Participate in special projects and perform other duties as assigned.

• Minimum of two years Anti-Money Laundering related work experience (preferred).
• Undergraduate degree or equivalent combination of training and experience.
• Ability to navigate an ambiguous environment
• Strong critical thinking skills and ability to analyze data and information.