Securities Lending Operations Lead
Join us in building the future of finance.
Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
About the team + role
The Securities Lending Operations Lead will be responsible for both processing and overseeing the day to day operations of the Securities Lending Operations team. The lead is responsible to assist in the development of the team to ensure a dynamic and efficient Securities Lending Operations team.
As a lead of the team, you will help oversee the team’s compliance to both regulatory and firm policies and procedures. This includes Reg SHO - Rule 204, 15c3-3 possession and control, and other applicable regulations. You will serve as an escalation point of contact for both internal and external stakeholders. This includes responsibility for maintaining accurate books and records and overseeing the reconciliation of cash breaks, position differences, and gathering and compiling risk data to ensure proper mitigation. Work closely with internal and vendor technology teams ensuring the system is operating accurately and while leading projects. Provide product knowledge, technical assistance, escalating complex issues to a manager or senior executive.
The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.
What you’ll do
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- Ensure regulatory adherence to both regulatory and firm policies
- Adhering to and remaining compliant with Robinhood Securities’ back office related to Written Supervisory Procedures
- Processing Robinhood Securities’ regulatory inquiries, reporting and audits
- Assist management with resolving escalated issues from trading, recalls and buy-ins
- Liaising with compliance, trading, and business management to ensure strategies are implemented and objectives are met
- Acting as a trusted aide de camp to the operations head
- Executing tactics for the day to day operations of the middle office
What you bring
- 5+ years of experience in securities lending operations, buy-ins or related field
- Ability to learn quickly, think critically and apply problem-solving skills to resolve issues and implement process improvements
- Ability to thrive in an entrepreneurial environment while being trustworthy and self-motivated
- Great communication and relationship management skills
- Passion for Robinhood’s product and our mission to democratize access to our financial systems
- Bachelor’s degree from an accredited institution
- FINRA Series 24 or within 90 days
What we offer
- Market competitive and pay equity-focused compensation structure
- 100% paid health insurance for employees with 90% coverage for dependents
- Annual lifestyle wallet for personal wellness, learning and development, and more!
- Lifetime maximum benefit for family forming and fertility benefits
- Dedicated mental health support for employees and eligible dependents
- Generous time away including company holidays, paid time off, sick time, parental leave, and more!
- Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits
In addition to the base pay range listed below, this role is also eligible for bonus opportunities + equity + benefits.
Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones. For other locations not listed, compensation can be discussed with your recruiter during the interview process.
Base Pay Range:
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If our mission energizes you and you’re ready to build the future of finance, we look forward to seeing your application.
Robinhood provides equal opportunity for all applicants, offers reasonable accommodations upon request, and complies with applicable equal employment and privacy laws. Inclusion is built into how we hire and work—welcoming different backgrounds, perspectives, and experiences so everyone can do their best. Please review the Privacy Policy for your country of application.
Perks and Benefits
Health and Wellness
- FSA
- Fitness Subsidies
- HSA With Employer Contribution
- Health Insurance
- Dental Insurance
- Vision Insurance
- Life Insurance
- Short-Term Disability
- Long-Term Disability
- Mental Health Benefits
Parental Benefits
- Fertility Benefits
- Adoption Assistance Program
Work Flexibility
- Work-From-Home Stipend
Office Life and Perks
- Company Outings
- Commuter Benefits Program
- Casual Dress
- Pet-friendly Office
- Happy Hours
- Snacks
- Some Meals Provided
- On-Site Cafeteria
Vacation and Time Off
- Leave of Absence
- Personal/Sick Days
- Paid Holidays
- Paid Vacation
- Volunteer Time Off
Financial and Retirement
- Company Equity
- 401(K) With Company Matching
- Stock Purchase Program
- Performance Bonus
Professional Development
- Learning and Development Stipend
- Promote From Within
- Lunch and Learns
- Work Visa Sponsorship
- Access to Online Courses
Diversity and Inclusion
- Diversity, Equity, and Inclusion Program
- Employee Resource Groups (ERG)
Company Videos
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