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Macquarie Group

Compliance Analyst/ Senior Analyst

Philadelphia, PA

Join our team as an Analyst/Senior Analyst with the Macquarie Asset Management Compliance group in New York or Philadelphia. This business-aligned compliance role is part of the Risk Management Group and will support divisions within Macquarie Asset Management, including: Real Assets (including Green Investments), Real Estate, Credit, Equities and Multi-Asset, and Solutions.

Join our team as an Analyst/Senior Analyst with the Macquarie Asset Management Compliance group in New York or Philadelphia. This business-aligned compliance role is part of the Risk Management Group and will support divisions within Macquarie Asset Management, including: Real Assets (including Green Investments), Real Estate, Credit, Equities and Multi-Asset, and Solutions.

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At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You'll be part of a supportive team where everyone - no matter what role - contributes ideas and drive outcomes.

What role will you play?

Working closely with senior members of the team, you will assist with all aspects of the compliance program required for Macquarie Asset Management SEC-registered investment advisers, with an emphasis on reviewing marketing material, providing staff training and various elements of the 206(4)-7 annual testing and monitoring program. You will assess the impact of material regulatory developments throughout the Americas and assist in implementation of new policies, procedures, and controls. You will also review new product/business approvals and help to coordinate regulatory examinations.

What you offer:

  • Undergraduate degree or post graduate degree
  • Excellent communication and qualitative analytical skills
  • Strong ability to work under pressure as well as flexibility, innovation and achievement drive
  • Team and solution-oriented approach
  • Preferably 3+ years working in an asset management business (either standalone or within a broader financial institution) providing advice on regulatory and other compliance matters impacting private funds and investment companies subject to the Advisers Act and Company Act.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

Benefits:

Macquarie employees can access a wide range of benefits which, depending on eligibility criteria and location, include:

  • Hybrid and flexible working arrangements
  • One wellbeing leave day per year and minimum 25 days of annual leave
  • Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
  • Paid volunteer leave and donation matching
  • Range of benefits to support your physical, psychological and financial wellbeing
  • Employee Assistance Program, a robust behavioral health network with counseling and coaching services
  • Recognition and service awards

About the Risk Management Group

In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. Our divisions include behavioural risk, compliance, credit, financial crime risk, internal audit, market risk, operational risk and governance, prudential risk, and Risk Management Group central.

Our commitment to Diversity, Equity and Inclusion

We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.

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Client-provided location(s): Philadelphia, PA, USA
Job ID: macquarie-RMG-975713
Employment Type: Other

Perks and Benefits

  • Health and Wellness

    • FSA
    • HSA
    • Fitness Subsidies
    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
  • Parental Benefits

    • Non-Birth Parent or Paternity Leave
    • Birth Parent or Maternity Leave
  • Work Flexibility

    • Flexible Work Hours
    • Remote Work Opportunities
  • Office Life and Perks

    • Company Outings
    • Commuter Benefits Program
    • Snacks
  • Vacation and Time Off

    • Leave of Absence
    • Personal/Sick Days
    • Paid Holidays
    • Paid Vacation
    • Sabbatical
  • Financial and Retirement

    • Performance Bonus
    • Stock Purchase Program
    • 401(K) With Company Matching
    • 401(K)
  • Professional Development

    • Promote From Within
    • Access to Online Courses
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program

Company Videos

Hear directly from employees about what it is like to work at Macquarie Group.