Senior Advisor, Asset Management Compliance

Job Description:

The Role

The Asset Management Compliance - Product and Rules Management Team is responsible for establishing and maintaining rules in the core compliance engine to monitor for client, regulatory and internal policy limitations. This team plays a crucial role in onboarding new portfolios to ensure clarity, consistency, and automation are achieved by working closely with legal, product, and investment team resources to ensure investment limit language is written to achieve the most positive outcome. The team's support spans across all investment vehicles and will require working across various asset classes including Alternatives, Digital Assets, Equity, Fixed Income & High Income. This role is anticipated to have a focus on Digital Assets.

The Expertise and Skills You Bring

• Bachelor's degree in a business field (finance, general business or economics) preferred
• 5-10+ years experience in financial services industry, with relevant compliance, regulatory or other related functional, operational, or technology area preferred
• Experience in an operational role, or one that required a high degree of investment technology and/or data knowledge is preferred
• Broad understanding of securities and derivatives, the lifecycle of a trade, and investment management practices and strategies.
• Ability to independently take a complex problem, identify any associated risks, and recommend appropriate remediation steps.
• Demonstrated strong analytic skills, resourcefulness, problem-solving abilities, and attention to detail
• Ability to evaluate opportunities for operational improvements through technology solutions and independent implementation
• A proven teammate with good interpersonal skills and the ability to work collaboratively across functions, but also can work autonomously and use analytical thinking
• Excellent communication skills and the ability to collaborate and present with more senior compliance and investment personnel
• Experience working with analysis/reporting tools such as SQL, R, and OBIEE preferred
• Working knowledge of digital assets space, staking, and blockchain technology is a plus

The Team

Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity. AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development. AMC associates are focused on delivering sound guidance and creative solutions in a timely and responsive manner to support Asset Management in delivering the best customer experience in the financial services industry.

Certifications:

Category:

Compliance
Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.

Client-provided location(s): Boston, MA, Merrimack, NH, Westlake, TX

Job ID: Fidelity-2105491

Employment Type: OTHER

Posted: 2025-01-24T11:46:20