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Associate Operations Specialist - JR1028989

3+ months agoGreensboro, NC

Broadridge Financial Solutions, Inc. (BR), a $4 billion global Fintech leader and a part of the S&P 500® Index, is a leading provider of investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers and corporate issuers. Broadridge provides an important infrastructure that powers the financial services industry and employs over 11,000 associates in 18 countries. For more information about Broadridge, please visit

Broadridge is growing. We are seeking a DTC Settlements Associate to join our Raleigh team. Our Business Process Outsourcing team here at Broadridge supports a multitude of clients. While the team's volume and daily activity is weighted towards the US market, our coverage includes the fast-growing global custody which is supported across the globe. Although there are client specific functions performed by the independent teams, there are similarities when processing across client streams. With the right training and motivation, you will be able to enrich your knowledge because of the broad client base that Broadridge has. Broadridge gives you exposure to many entities rather than working in one shop on one particular function. Because of this, the opportunity to develop your career is greater and can be done in a shorter amount of time.

- Support Depository Trust and Clearing Corporation (DTCC) Settlement functions and related processes such as Buy-Ins, Prime Broker and Vault using impact and BPS
- Send/Receive Manual DTC Entries, resolve manual entries. Process items off of DTC RAD
- Perform various stock and cash reconciliations
- Balance/reconcile positions, entries, and accounts accurately on a timely basis and proper escalation of day to day issues
- Facilitate development of Broadridge'sSettlement tools such as Global Framework (GFW), Broadridge Exception Event System (BEES) and Universal Dashboard by providing operational expertise and conducting user acceptance tests (UAT).
- Support Commercial paper and Debt Syndicate processing
- Identify and implement Robotic Process Automation (RPA) on processes within the DTC Settlements area to deliver value-add services to the clientele.
- Develop and maintain Standard Operating Procedures (SOP) for training purposes, for reference during critical issues and for seamless operations.
- Coordinate and communicate with support functions such as HR, IT and Finance for system related, project related and team related functions.

- 1-2 years of experience with a bachelor's degree/equivalent experience
- Experience with impact and BPS preferred
- A self-starter with keen attention to detail
- Ability to work under tight deadlines and multi-task
- Quick-learner that can adapt to a growing business
- Ability to maintain positive relationships with clients and internal associates alike
- Excellent verbal and written presentation skills
- Proven knowledge of operations products and processes
- Strong customer service orientation
- Proficient in MS Office Suite

Job ID:
Employment Type: Other

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