Lead Manager, Anti Money Laundering/Prevention/Know Your Client

Overview

BNY Mellon overview

For over 235 years, Bank of New York Mellon (BNY Mellon) has been at the center of the global financial markets, providing the world's leading institutions the tools, capabilities, and services to be distinctive investors. We power individuals and institutions to succeed in the global economy providing investment management, investment services and wealth management. With a dedicated business presence on six continents and in 35 countries, BNY Mellon delivers global scale at the local level. The Global Delivery Centre in Wroclaw is a growing location, predominately providing support services to BNY Mellon entities in the areas of fund accounting, investment operations and technology. Our organizational culture stands on solid values - Integrity, Strength in Diversity, Passion for Excellence and Courage to Lead. Our guiding principles drive us to always do what's right, helping everyone feel included on the way, to take the risks necessary to lead and get things done

• Ongoing evaluation of team members, establishing annual Performance Management Programs (targets and deadlines); taking steps where necessary to address gaps in skills through training and mentoring to ensure peak performance for clients
• Interviewing staff for new/replacement positions, recommending staff for internal promotion and assigning tasks for team members to enhance career opportunities.
• Work with teams in various locations both US, EMEA and APAC.
• Act as a subject matter resource on the KYC/AML policies and procedures.
• Responsible for ensuring the day-to-day operational requirements are being managed and controlled by staff to achieve all the service level agreements and key performance indicators.
• Serves as the escalation point for issues regarding more complex client profiles, keeping leadership apprised of potential areas of concern.
• Key focus is to ensure team are operating within the defined outsource operating model

• Pro-actively formulate proposals to improve systems, procedures, reporting and contribute to updates to monitoring policies via providing feedback.
• Assist with the process of defining and documenting transaction monitoring deliveries, and ensure deliveries are in line with expectations.
• Collaborates with internal stakeholders from other functions to help coordinate AML/KYC/Prevention procedures and policies in overall compliance strategy.
• Assist and/or conduct trainings related to AML/KYC Monitoring.
• Is involved in preparing and reviewing client profiles for clients and monitoring global issues, risks and events to determine impact on clients' risk level.

• Bachelor's degree in accounting or the equivalent combination of education and experience is required.
• Min. 7-10 years of total work experience.
• Min. 1 year in management role preferred.
• Understanding of the ancillary products and services provided to the client base, including: pricing, corporate actions and cash management.
• Understanding of the security types making up the portfolios and how they trade, i.e., equities, fixed income securities, mortgage-backed securities, derivatives.
• Understanding of the transaction flows and the impact of mistakes at each step on the other.
• Understanding of the forms, documentation and other legal requirements to set up accounts.
• Understanding of the risks inherent in specific transactions.
• Understanding of the information flows through the various systems.

• Full time contract of employment
• City Centre locations close to main railway station and flexible working arrangements
• Flexible benefits package, including life and medical insurance, health screening, fitness discount programme, employee assistance program
• Award-winning Wellbeing Program supporting you with your unique health and wellbeing needs
• Pension scheme
• On-site childcare and a parental buddy programme
• Exciting opportunities for career and global mobility
• Diverse and inclusive environment
• Employee Referral Program
• Recognition programmes
• A multitude of opportunities to get involved in charity projects and Employee Resource Groups (ERGs)