Analyst

The role of Analyst in Legal & Compliance shall encompass various tasks including, but not limited to, the following:

• Conducts Audits, Monitor Trades and perform compliance checks
• Assess and highlight risks
• Prepare Monthly/Quarterly/Yearly reports and presentations
• Maintain and manage document repositories
• Assist in Investment Fund registration activities
• Support in tracking AML activities
• Performing Due Diligence activities and related follow-ups
• Assist in Investors KYC and documentations activities
• Run policy and compliance testing to ensure control mechanism

Reports to

Team Lead / Manager

How You Add Value

(Including but are not limited to)

A lawyer with at least 1 - 3 years' experience in the Finance & Regulatory/ corporate department of a fiduciary or have worked in a company engaged in providing finance related services. You are willing and looking to consolidate and grow your skills and talents in the long term with a company that works in a strong team and results-based environment. You speak English fluently and bring on table:

• Good exposure to finance compliance and audit process
• General Capital Markets knowledge and introductory knowledge of OTC Derivatives, Listed Derivatives, Prime Brokerage or Securities Finance, Real estate debt funds
• Hands on experience of providing basic financial services
• Proficiency in using MS Office Suite, especially MS Excel
• Good knowledge of invoice process
• Experience in working with different teams and platforms
• Exposure in checking of CR's & SOW's - Standard templates, standard text and other expectation based on group standards
• Experience in writing compliance memos and preparing compliance reports a requirement
• Experience in Trade review will be added advantage
• Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output
• Ability to prepare written summaries using information from variety of sources and handling huge data

DESIRED SKILLS & COMPETENCIES

• Ability to work independently
• Logical Thinking
• Excellent communication and writing skills
• Experience /exposure to similar work environment
• Exposure to writing reports
• Experience in analysing documents
• Experience in performing quality checks of the output
• Ensuring appropriate use of quality methods, tools, and techniques in the project
• Handling and managing huge data
• Assess and highlight risk
• Maintain detail documentation and reports for key stakeholders

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