Senior Audit Manager, Executive Director - Compliance

About this role:

Wells Fargo is seeking a Senior Audit Manager (SAM) - Executive Director on our Corporate Risk Compliance Audit Team. As part of the Corporate Risk Audit function, the Compliance Audit team provides independent assurance over the design and effectiveness of compliance risk management across the enterprise. This includes evaluating adherence to laws, regulations, and internal policies. Learn more about our career areas and business divisions at wellsfargojobs.com.

In this role, you will:

• Manage a team of audit staff responsible for a defined segment of the Audit Plan
• Be responsible for resource management and assisting broader team in overall audit plan completion
• Assess associated risks and controls and complete engagements within their segment of the audit plan
• Plan and organize work in an annual cycle, not just project cycle
• Ensure audit engagements are risk-based, and executed according to Internal Audit policies and guidance
• Build and maintain a proficient team of auditors
• Provide timely feedback, coaching and monitoring of development plans
• Develop and maintain excellent business relationships with leadership and other stakeholders, such as regulatory agencies
• Manage allocation of people and financial resources to ensure commitments are met and align with strategic objectives in Audit
• Develop and guide a culture of talent development to meet business objectives and strategy

• 6+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• 3+ years of management or leadership experience

• Experience auditing consumer compliance regulations applicable to large-scale financial institutions (e.g., ECOA (Reg B), TILA (Reg Z), HMDA (Reg C), RESPA (Reg X), FCRA (Reg V), FDCPA (Reg F), UDAAP, CRA, and SCRA).
• Proven track record leading complex audit engagements across consumer lending, horizontal programs, and compliance risk management.
• Experience managing audit engagements and teams to deliver high-quality audit reports within a deadline driven environment.
• Prior working experience with key regulatory agencies for large banking institutions, and ability to navigate regulatory expectations and translate them into actionable audit strategies.
• A BS/BA degree or higher.
• Strong knowledge and understanding of audit or risk methodologies and supporting tools, including data analytics to support comprehensive audit testing and conclusions.
• Certification in one or more of the following: CPA, CRCM, CIA, or Commissioned Bank Examiner designation.
• Excellent verbal, written, and interpersonal communication skills.

• Ability to travel up to 10% of the time
• This position is not eligible for Visa Sponsorship

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement