Treasury Specialist

Core Responsibilities:

• Manages the liquidity of the broker-dealer entity through a robust daily forecasting process. Leverages data to make time-sensitive liquidity borrowing decisions.
• Accurately processes wires by required deadlines to various internal and external parties.
• Prepares and performs required daily customer reserve calculation in accordance with related regulatory requirements. Researches and resolves operational impacts to the customer reserve in partnership with business partners.
• Prepares and performs required daily deposits into and withdrawals from the customer reserve bank account to properly protect customer assets.
• Partners with internal business lines and settlement banks to resolve balance and fund movement inquiries.
• Supports daily net capital computations and management reporting of broker-dealer liquidity drivers.
• Supports internal and external audit processes with a specific focus on the daily customer reserve computations and cash management functions.
• Maintains policies and procedures. Identifies opportunities for improvement and makes recommendations for process improvements and efficiencies.
• Participate in special projects and performs other duties as assigned.

• Minimum of three years related work experience. Experience in accounting or financial reporting is preferred.
• Undergraduate degree or equivalent combination of training and experience. Finance or Accounting degree is preferred.
• Certified Treasury Professional (CTP), Certified Public Account (CPA) or equivalent certification is preferred.
• Detailed knowledge of brokerage accounting, Generally Accepted Accounting Principles and relevant regulations.
• Experience with accounting software packages, cash management software packages, or other Treasury Management Systems is preferred.