Skip to main contentA logo with &quat;the muse&quat; in dark blue text.

Financial Crimes Compliance Analyst, Specialist

AT Vanguard
Vanguard

Financial Crimes Compliance Analyst, Specialist

London, United Kingdom

In this role you will:

  • Work with the Client Operations teams on a daily basis as a specialist resource to
  • Assist with enhancing and maintaining Vanguard's anti-financial crime framework
  • Assist with the regular review and update of the Anti-Financial Crime policies, standards, and desk top procedures
  • Act as an advisor to the business on day to day financial crime issues
  • Provide advice and support to the business on Sanctions matters and act as an escalation point for potential hits and related issues
  • Identify and pro-actively manage current and emerging financial crime risks
  • Create, manage and deliver Financial Crime Training, including tailored face to face Training
  • Maintain the risk assessment model and process for AML, Sanctions and Bribery and Corruption
  • Review and analyse AFC related management information and produce board and risk committee presentations
  • Ad hoc project work relating to other financial crime matters as required
  • Represent the Anti Financial Crime team at client due diligence visits, forums and external meetings and events

Want more jobs like this?

Get jobs delivered to your inbox every week.

Select a location
By signing up, you agree to our Terms of Service & Privacy Policy.

What it takes:

  • Five or more years related experience within a similar level financial crime position with involvement in all aspects of financial crime, ideally within the asset management sector
  • Strong understanding of Anti Money Laundering/Counter Terrorist financing, sanctions and Anti Bribery and Corruption requirements, risk, regulatory expectations, industry practice, business systems and processes
  • Excellent communication skills, both written and verbal, to influence stakeholders, regularly liaise, articulate complex situations and be a point of contact for the business regarding financial crime issues and escalations
  • Ability to work collaboratively and effectively with key stakeholders (both internally and externally)
  • Excellent organisational skills, attention to detail, and ability to work independently.
  • Strong written and verbal communication skills for report writing and presentations
  • Ability to prioritise workloads and adhere to deadlines in a fast paced and rapidly changing environment.
  • Strong critical thinking and analytical skills. Is solutions orientated and uses initiative
  • Excellent organisational skills

Special Factors

  • Vanguard is not offering visa sponsorship for this position

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Client-provided location(s): London, UK; United States
Job ID: Vanguard-167747
Employment Type: Full Time

Perks and Benefits

  • Health and Wellness

    • FSA
    • HSA
    • Health Reimbursement Account
    • Fitness Subsidies
    • On-Site Gym
    • HSA With Employer Contribution
    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • Mental Health Benefits
    • Virtual Fitness Classes
    • Pet Insurance
  • Parental Benefits

    • Non-Birth Parent or Paternity Leave
    • Birth Parent or Maternity Leave
    • Fertility Benefits
    • Adoption Assistance Program
    • Family Support Resources
    • Adoption Leave
  • Work Flexibility

    • Flexible Work Hours
    • Hybrid Work Opportunities
  • Office Life and Perks

    • Company Outings
    • Commuter Benefits Program
    • Casual Dress
    • Happy Hours
    • Snacks
    • Some Meals Provided
    • On-Site Cafeteria
  • Vacation and Time Off

    • Personal/Sick Days
    • Paid Holidays
    • Paid Vacation
    • Volunteer Time Off
    • Leave of Absence
  • Financial and Retirement

    • Relocation Assistance
    • Performance Bonus
    • 401(K) With Company Matching
    • 401(K)
    • Financial Counseling
    • Profit Sharing
  • Professional Development

    • Promote From Within
    • Mentor Program
    • Shadowing Opportunities
    • Access to Online Courses
    • Tuition Reimbursement
    • Internship Program
    • Lunch and Learns
    • Leadership Training Program
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program
    • Employee Resource Groups (ERG)

Company Videos

Hear directly from employees about what it is like to work at Vanguard.