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Senior Regulatory Reporting Specialist

New York, NY

Your role

Do you have an interest in regulatory frameworks and in analyzing and substantiating financial information and its impact on regulatory metrics? Do you have an accounting background and strong leadership skills?

We're looking for Senior Regulatory Reporting Specialist to:

• lead and manage the IHC Regulatory Reporting team responsible for preparing, analyzing, and filing regulatory reports such as the FR Y-9C, FR Y-15, FR 2590, and TIC reports on a monthly, quarterly, and annual basis
• partner with Compliance & Operational Risk on transaction testing exceptions and remediate issues where necessary
• lead interaction with Federal Reserve as well as internal and external auditors
• develop regulatory rule interpretations and collaborate with accounting policy group based on FRB report instructions to minimize reporting risks

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• collaborate with IT to install Axiom vendor template patches as well as platform updates

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

You will be working with and managing deliverables for the Intermediate Holding Company (IHC) Regulatory Reporting team responsible for submitting reports to the Federal Reserve.

Your expertise

• Bachelor's degree in Finance/Accounting and ideally 8+ of relevant experience (CPA and/or Masters in Finance/Accounting is a plus)
• Extensive experience in regulatory reporting production; specifically FR Y-9C, FR Y-15, FR 2590, FR Y-9LP, FR Y-12, and TIC reports; knowledge of other regulatory reports is a plus
• knowledgeable of in Axiom reporting platform
• change management experience; Agile framework experience using JIRA or GITLAB is a plus
• ability to develop and nurture relationship with regulators through accurate, transparent, and timely communication
• ability to manage time-sensitive production deadlines while managing multiple projects concurrently
• advanced proficiency in MS excel and PowerPoint

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Client-provided location(s): New York, NY, USA; Raleigh, NC, USA; Nashville, TN, USA
Job ID: UBS-281144BR
Employment Type: Full Time

Perks and Benefits

  • Health and Wellness

    • Mental Health Benefits
    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • FSA With Employer Contribution
    • HSA With Employer Contribution
    • On-Site Gym
  • Parental Benefits

    • Birth Parent or Maternity Leave
    • Adoption Leave
    • Non-Birth Parent or Paternity Leave
    • Fertility Benefits
    • Family Support Resources
    • On-site/Nearby Childcare
  • Work Flexibility

    • Flexible Work Hours
    • Remote Work Opportunities
    • Hybrid Work Opportunities
  • Office Life and Perks

    • Casual Dress
    • On-Site Cafeteria
  • Vacation and Time Off

    • Paid Vacation
    • Paid Holidays
    • Personal/Sick Days
    • Volunteer Time Off
  • Financial and Retirement

    • Performance Bonus
    • Financial Counseling
    • 401(K) With Company Matching
    • Stock Purchase Program
  • Professional Development

    • Internship Program
    • Work Visa Sponsorship
    • Leadership Training Program
    • Associate or Rotational Training Program
    • Tuition Reimbursement
    • Learning and Development Stipend
    • Promote From Within
    • Mentor Program
    • Shadowing Opportunities
    • Access to Online Courses
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program
    • Employee Resource Groups (ERG)

Company Videos

Hear directly from employees about what it is like to work at UBS.