Director, Internal Business Audit
Group Details
Tradeweb is seeking a Director, Business Audit, Internal Audit to take on a key leadership role within Tradeweb's growing Internal Audit Department. This role will report directly to the Chief Audit Executive and play a vital role in management of the internal audit function.
This role offers a unique opportunity to help shape the business audit strategy for a cutting-edge financial services company, including working with senior leadership and the business, technology and corporate teams to assess risk; developing and executing the audit strategy; assisting the Chief Audit Executive to deliver the Internal Audit Plan; and managing and developing the Business Audit team.
Job Responsibilities
Assist the Chief Audit Executive in developing and executing the internal audit strategy, ensuring alignment with the company's strategic objectives and regulatory requirements
Agree Key Performance Indicators (KPIs) for the Business Audit team with the Chief Audit Executive and provide regular updates on performance against these KPIs
Develop and maintain a risk-based Business Audit Universe and conduct regular risk assessments to enable adequate internal audit coverage of business risk areas and Tradeweb entities
Develop annual risk-based business and country audit plans and oversee the timely delivery of planned audits and other reviews
Work with the Data Analytics and Technology Audit teams to develop and execute a continuous auditing program for key risk areas
Work with the technology and Data Analytics audit teams in delivery of integrated audits and other reviews that require a combined effort
Collaborate with second line of defense teams (e.g. Risk) in identification of current and emerging risks, and coordinate assurance and advisory coverage of key risk areas
Conduct regular follow-up and monitoring of open internal audit findings and control deficiencies to facilitate on-time remediation by stakeholders
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Enhance the Internal Audit brand equity and reputation by positioning the technology audit team as trusted advisors to stakeholders
Drive continuous improvement in the team by leveraging industry leading practices and work with the Data Analytics team to adopt emerging technologies and tools, where relevant
Support the walkthrough and testing of internal controls in compliance with Sarbanes Oxley (SOX) and for SOC reporting, as needed
Coordinate with the SOC/SOX testing team to identify and leverage off synergies for control testing
Develop and deliver presentations to the Audit Committee and senior leadership, as needed
Serve as a mentor and coach for the Internal Audit team, driving their career development, training and skills development.
Qualifications
10+ years of internal control assurance experience, with a focus on Audit professional practices, risk management and audit delivery, including 5+ years in a leadership role, Big 4 Audit experience a plus
Bachelor's degree in Accounting, Finance, Business Administration, Mathematics, Engineering or a related field
Experience in / knowledge of the financial services industry, with an understanding of the associated risks and regulatory landscape, specific FinTech / Broker Dealer experience a plus
Professional certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or equivalent are highly desirable
Analytical, critical thinking, problem solving and decision-making skills
Leadership skills with a track record of supervising and developing staff
Strategic thinking skills - ability to think big picture and identify linkages across projects and business areas
Strong communication and interpersonal skills and desire to work collaboratively
Track record of building relationships within the team and across all layers of the organization, including senior management
Organizational and project management skills
Company Description
Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many of the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers.
Creative collaboration and sharp client focus have helped fuel our organic growth. We facilitated average daily trading volume (ADV) of more than $2.2 trillion over the past four fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025.
Since our IPO in 2019, Tradeweb has completed four acquisitions and doubled our revenues - and 2024 was our 25th consecutive year of record revenues.
Tradeweb is a great place to work, recognized in 2024 by Forbes as one of America's Best Companies (2024) and by U.S. News & World Report as one of the Best Financial Services Companies to Work For.
Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.
Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.
https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf
Perks and Benefits
Health and Wellness
- Health Insurance
- Dental Insurance
- Vision Insurance
- Life Insurance
- Long-Term Disability
- FSA
- Fitness Subsidies
- Pet Insurance
- Mental Health Benefits
- Short-Term Disability
Parental Benefits
- Birth Parent or Maternity Leave
- Non-Birth Parent or Paternity Leave
- Fertility Benefits
- Adoption Assistance Program
- Family Support Resources
- Adoption Leave
Work Flexibility
- Flexible Work Hours
- Remote Work Opportunities
- Hybrid Work Opportunities
Office Life and Perks
- Commuter Benefits Program
- Happy Hours
- Snacks
- Holiday Events
Vacation and Time Off
- Paid Vacation
- Paid Holidays
- Personal/Sick Days
- Leave of Absence
- Volunteer Time Off
- Summer Fridays
Financial and Retirement
- 401(K)
- Performance Bonus
- Financial Counseling
Professional Development
- Tuition Reimbursement
- Promote From Within
- Mentor Program
- Shadowing Opportunities
- Access to Online Courses
- Lunch and Learns
- Internship Program
- Work Visa Sponsorship
- Leadership Training Program
- Associate or Rotational Training Program
Diversity and Inclusion
Company Videos
Hear directly from employees about what it is like to work at Tradeweb.