Major responsibilities:
- Analysis and interpretation of fund contracts and investment guidelines
- Implementation of new products, fund regulations &investment guidelines within the investment compliance application
- Lead/help within the internal project for change to new strategical solution.
- Amendments of existing regulations and guidelines
- Support of the Investment Compliance reporting team
- Analysis, discussion & resolution of application/rules issues internally & with clients
- Participation in other projects related to investment compliance
- Documentation of rules & guidelines for audit purposes
- Independent execution of basic & advanced responsibilities of a compliance analyst in the investment compliance environment
Want more jobs like this?
Get Business Operations jobs in Zurich, Switzerland delivered to your inbox every week.
Education, Experience and Skills:
- Commercial apprenticeship with minimum 1 year working experience in compliance or education within financial industry (for example AZEK/CAIA)
- Experience in a custodian bank or/and in portfolio compliance, investment controlling, risk- or asset management.
- Good understanding of the general investment environment, different investment instruments and markets.
- IT affinity
- Coding skills (VBA, SQL, Python) / Experience in MIG21 and/or Charles River (CRD) compliance is of advantage.
- Knowledge in the Swiss legal and regulatory environment (KAG/KKV/KKV-FINMA/BVV2)
- Fluent in German (written and spoken) and advanced knowledge of English
- Ability to work under pressure, prioritize, keep attention to detail
- Strong organizational, communication and analytical skills
- Team player strengths