Who we are looking for
The position is for a self-motivated Compliance Officer., AVP, with technical aptitude providing regulatory and financial crime compliance support as part of the Global Compliance team. The successful candidate will play a fundamental role in handling a wide variety of compliance-related matters, including working closely with the Chief Compliance Officer (CCO) in São Paulo, Brazil, in designing and implementing global and local compliance processes, policies and procedures, including executing compliance risk assessments and reporting compliance health to the appropriate governing bodies. This role can be performed in a hybrid model, where you can balance work from home and office (4 days in office, 1 day work from home) to match your needs and role requirements.
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Why this role is important to us
State Street Bank and Trust (SSBT) engages in a variety of investment servicing activities in Latin America and the Caribbean (LatAm) including foreign exchange markets on a principal basis in State Street Banco Commercial in Brazil (SSBC). The Compliance department is part of the Global Compliance division - and responsible for the oversight of SSBT and SSBC businesses.
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As LatAm and Caribbean Compliance Officer, AVP, you will
- Support CCO and Global Investment Servicing Compliance in executing compliance framework to ensure SSBT meets its legal and regulatory obligations in LatAm, including program health assessments, internal controls and governance reporting
- Escalate to CCO and Global Investment Servicing Compliance and monitor product launches and/or changes in business models in SSBT to ensure that local regulatory programs reflect such developments and their accompanying legal requirements
- Provide additional support with the AML and KYC compliance organization as well other solutions as appropriate
- Help foster a positive culture of compliance by working proactively with the Business, Operations, Risk and Controls functions, and other Compliance professionals to ensure that best practices and systems are in place to facilitate SSBT business growth and the overall success in accordance with applicable laws, rules, regulations and internal policy
- Provide project management support on compliance-related projects and initiatives, as requested, to ensure they progress toward a common goal in alignment with agreed timelines
What we value
These skills will help you succeed in this role
- Interpersonal, organizational, communications, analytical and project management skills
- Ability to work efficiently and independently in a fast-paced environment
- Fluency in English, Spanish and Portuguese
Education & Preferred Qualifications
- 2-5 years of experience with Regulatory Compliance in the region (Latin America and the Caribbean)
- Bachelor's degree in business, finance, law (or related field) or equivalent experience
- Understanding of securities services, products and operations and associated laws, regulations and regulatory agencies related to assigned areas
- Comfort in interpreting legal guidance (with the support of the Legal team) and turning these into operational policies and solutions
- Experience executing on compliance, risk & anti money laundering controls initiatives
- An effective and relatable "culture of compliance" mentality
- Advanced Microsoft Office Skills
Are you the right candidate? Yes!
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers