Who we are looking for
State Street is hiring CF Global Compliance, Assistant Vice President, to perform a critical role for newly acquired business by providing advisory and guidance as well as promote risk excellence culture in a fast-paced, trading environment within Global Markets division.
Upon successful completion of training period, this role can be potentially performed in a hybrid model, where you can balance work from home (1-2 days per week) and office to match your needs and role requirements.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
Want more jobs like this?
Get Project Management jobs in Hong Kong delivered to your inbox every week.
What you will be responsible for
As CF Global Compliance, AVP, you will
• Under limited supervision, individual in this position provides compliance support to corporate compliance program, business and functional units.
• Review activities and documentation focusing on higher level advisory or process management issues
• Be fully knowledgeable in area of expertise (especially within equities and out-sourced trading for APAC markets) and have full understanding of the relevant compliance management policies, procedures and standards
• Create/Review policies or procedures suitable for the business unit
• Independently conduct assigned responsibilities within their section of overall compliance function and are capable of executing/completing a range of complex tasks and analysis. Escalate complex and higher risk issues to senior managers and Identify solutions for complex issues in a multi-constituent environment.
• Coordinate the review and interpretation of new and pending laws and regulations that potentially affect the organization's business practices.
• Analyze complex and financial crimes compliance matters and provide advice and direction to line area and Compliance staff
• Identify key issues in relation to anti-money laundering, terrorist financing, economic sanctions, fraud and anti-bribery and corruption (ABC) and provide alternatives and compliance solutions that result in strong compliance controls and support continued long-term business growth
• Participate in the execution of the Compliance Oversight Program
• Assess operational effectiveness and make suggestions to streamline functions
• May have direct contact with regulatory agencies, internal and external advisors and other internal control groups on compliance- related issues
• Participate in committees as requested
• Complete special projects as assigned
• Provide direction and training to more junior staff
What we value
These skills will help you succeed in this role
• Demonstrated good communication and organization skills
• Demonstrated good project management and leadership skills
• Demonstrated good analytical and problem solving skills
• Team player with ability to build consensus
• Ability to develop and maintain business relationships within business units and across the corporation
Education & Preferred Qualifications
• Bachelor's degree or above
• Solid compliance related experience in the financial industry, in particular, with equities and out-sourced trading for APAC markets
• Compliance experience related to Securities & Futures Commission (SFC) regulated activities (type 1 and 2) is an advantage
Are you the right candidate? Yes!
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers