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Investment Management Audit, Associate, Business Audit

1 month ago Mumbai, India

We're seeking someone to join our team as a business auditor to provide audit coverage of our Investment Management business activities in Asia.

In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance This is an Associate (P2) level position within the business audit family responsible for inspecting controls in front, middle and back offices.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world

What you'll do in the role:

  • Develop a strong understanding of business processes, keep informed of industry and regulatory developments, and effectively apply the information when planning assurance activities
  • Help identify risk and impact to relevant coverage area to prioritize areas of focus
  • Execute a wide range of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
  • Understand and adopt new audit tools and techniques
  • Facilitate and engage in conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
  • Effectively manage multiple deliverables in line with team priorities and in accordance with audit methodology and quality standards
  • Collaborate and partner with colleagues across the Department to facilitate information sharing and front-to-back assurance coverage

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What you'll bring to the role:
  • Understanding of Investment Management business and supporting functions processes and key regulations relevant to coverage area
  • Understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
  • Ability to identify and analyze multiple data sources to inform point of view
  • Ability to ask meaningful questions, understand various viewpoints and apply risk-based critical thinking to arrive at logical conclusion
  • Ability to communicate concisely and clearly and adapt messages to audience
  • Demonstrate strong risk and control mindset, professional skepticism, project management skills and data analytics skill, with a drive for innovation
  • A commitment to practicing inclusive behaviors
  • Willingness to solicit and provide feedback to further develop self and peers
  • Fluency in written and spoken English
  • At least 3 years' relevant experience in audit or 1st or 2nd line of defense control functions (e.g. risk management, compliance, or operational risk) would generally be expected to find the skills required for this role
  • Bachelor degree and relevant professional qualifications (e.g. CPA, CIA, CFA, etc)


Coverage
  • Hybrid working (4 days in office) Monday to Friday from 9:00PM to 600PM India time with flexibility on standard working hours for time sensitive matters (including India Public Holidays).


WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

Client-provided location(s): Mumbai, India
Job ID: Morgan-549793616731
Employment Type: FULL_TIME
Posted: 2025-09-04T18:36:21

Perks and Benefits

  • Health and Wellness

    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • Fitness Subsidies
    • On-Site Gym
    • Pet Insurance
    • Mental Health Benefits
    • FSA
    • Virtual Fitness Classes
    • HSA
  • Parental Benefits

    • Fertility Benefits
    • Adoption Assistance Program
    • Family Support Resources
    • Return-to-Work Program
    • Birth Parent or Maternity Leave
    • Non-Birth Parent or Paternity Leave
    • Adoption Leave
  • Work Flexibility

    • Hybrid Work Opportunities
  • Office Life and Perks

    • Commuter Benefits Program
    • Company Outings
    • On-Site Cafeteria
    • Holiday Events
  • Vacation and Time Off

    • Paid Vacation
    • Paid Holidays
    • Leave of Absence
    • Volunteer Time Off
    • Personal/Sick Days
  • Financial and Retirement

    • 401(K) With Company Matching
    • Stock Purchase Program
    • Performance Bonus
    • Relocation Assistance
    • Financial Counseling
  • Professional Development

    • Tuition Reimbursement
    • Promote From Within
    • Mentor Program
    • Access to Online Courses
    • Lunch and Learns
    • Work Visa Sponsorship
    • Leadership Training Program
    • Associate or Rotational Training Program
    • Internship Program
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program
    • Employee Resource Groups (ERG)