Leverage the firm's Portfolio Management ("PM") program to open investment advisory accounts and manage their investment strategy on a discretionary basis The Portfolio Management program is administered by the Portfolio Management Group ("PMG"), a sub- division of the Consulting Group ("CG") Support Financial Advisors in analyzing portfolios and developing advanced PM solutions and strategies based on clients' investment objectives Lead meetings to discuss investment strategy options and performance Manage client interaction by participating and driving client prospecting and meetings Develop and oversee investment functions including, but not limited to the oversight of policies, procedures, reporting and performance metrics via firm approved resources, the development of asset allocation models and implementation of strategy Critically examine and rebalance current portfolio holdings when necessary Review and develop recommendations as to the appropriate benchmarks for the current asset allocation Minimum of bachelor's degree or comparable professional certification required 10 or more years of relevant work experience preferred Active Series 7, 63 and must maintain investment adviser representative (RA) registration, where required, in their place of business state and any other state(s) where the individual maintains a physical place of business. Additional product licenses may be required Product and state licenses must be in parallel to Financial Advisors on the Team Minimum of 3 years FINRA Registration required, 5 years preferred Knowledge of applicable compliance rules and regulations and firm policies REPORTS TO: Branch Manager or Associate Market Manager Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. Expected base pay rates for the role will be between $50,000 and $115,000 / year at the commencement of employment. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
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