Work closely with those functions to track and ensure issues are resolved promptly. Assist in completing quarterly monitoring processes and data controls including but not limited to legal entity population completeness, investor account and fund regulatory classifications. Assist in continuing to enhance framework and controls for the strategic monitoring platform. Provide updates and information to the IM Volcker Management Committee, Finance, and other teams as required Assist in preparing fund ownership and compliance metrics for the Volcker Compliance Office, Regulatory Oversight Committee, and other teams/committees as required. Provide support to QB's monthly sign-off process and escalations when needed. Management of the day-to-day efforts related to first line of defense regulatory oversight mainly assisting in the monitoring of overall condition/status of proposed and final global regulatory rules and related projects. Assist in overseeing the strategy, development, evaluation, implementation, and ownership of compliance solutions for active final regulations. Assist in preparing monthly and quarterly management materials for reporting to the Regulatory Oversight Committee and Senior Management. Assist in scheduling and preparing materials for monthly regional monitoring meetings. Assist in monitoring of other regulatory obligations as needed. Good understanding of our global business models, systems, and structures across both Public and Private Sides. Quick learner with a drive to understand detailed process flows, as well as overall strategic considerations. Independent self-starter who is also a collaborative problem solver. Commitment to delivering high quality work product with a strong focus on attention to detail. Strong organizational skills with the ability to multi-task across a range of projects with shifting priorities. Good communication skills and ability to collaborate across functions, regions, etc. Analytical thinker who can provide practical solutions to mitigate risk. Strong orientation toward process and control improvement. Advanced level of Excel and Power Point skills strongly preferred. Bachelor's Degree required and any other relevant academic course a plus 3-5 years of experience in financial services with good understanding of global business models, systems, and structures across Public and Private Sides. Financial Regulatory experience preferred. Prior experience working in the Private equity business a plus. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
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