Regulatory Controls - Vice President

Join our Regulatory Operations CoE, serving private clients worldwide with offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management.

As the Vice President in the Regulatory Controls team within the Regulatory Operations CoE, you will have the opportunity to promote the design, delivery, and implementation of strong and sustainable control frameworks and operating models in the regulatory reporting environment. You will work closely with cross-functional and cross-regional stakeholders, providing oversight on regulatory reporting issues and breaches, and managing projects to promote transformation initiatives. This role offers extensive exposure across the Asset and Wealth Management function, allowing you to creatively problem solve and collaborate with partners across multiple disciplines, functions, and locations.

Job responsibilities:

• Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in the regulatory reporting environment.
• Drive the execution of control activities within the Operations Regulatory Reporting space.
• Provide oversight on regulatory reporting issues and breaches, ensuring that root causes are understood and remediation plans are in place.
• Own product applications used for implementing control processes.
• Conduct trainings and roadshows.
• Facilitate and lead periodic calls with cross-line of business and cross-regional stakeholders.
• Conduct deep dives on aspects of the Regulatory Reporting Controls environment.
• Manage projects and drive transformation initiatives.
• Plan and report the status of ongoing projects and tasks to senior management.
• Identify, mitigate, and resolve risks and issues across teams, ensuring escalations to the appropriate levels when required.
• Manage stakeholder expectations effectively, facilitate decision-making by providing the right level of information and timely escalation when required.

• Understanding of transaction reporting for MiFID, CFTC, HKMA, MAS, SEC, and EMIR.
• Significant knowledge of operational processes and controls, with the ability to assess risk, controls, and quality assurance functions.
• Prior experience in Private Banking, Regulatory Reporting, Intelligent Automation, or Process Improvement.
• Good understanding of the EMEA, APAC, and NA regulatory environment.
• Excellent project management skills with the ability to plan, prioritize, and deliver against deadlines.
• Ability to negotiate and influence different levels of stakeholders.
• Proven ability to collaborate with partners across multiple disciplines, functions, and locations.
• Logical and structured approach to planning, problem solving, and decision-making.
• Ability to prioritize and deliver against deadlines. Good Microsoft Office skills - Excel, Word, and PowerPoint.
• Capacity to think laterally and convey an understanding of the big picture.
• Strong communication (verbal and written) and presentation skills.