Regulatory Controls - Associate

Join our Regulatory Operations CoE, serving private clients worldwide from offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management.

As a Control Associate within the Regulatory Controls team, you will be responsible for providing central oversight, governance, and advocating the adoption of the operating model and adherence to the Global Control framework across Lines of Business. You will have the opportunity to creatively problem solve on a broad scale and partner extensively with the Lines of businesses, Legal, Compliance, Audit, and Technology.

Job responsibilities

• Drive the design, delivery and implementation of strong and sustainable control frameworks and operating models in the regulatory reporting environment.
• Drive the execution of Control activities within the Operations Regulatory Reporting space
• Provide oversight on regulatory reporting issues / breaches, ensuring that root causes are understood and remediation plans in place
• Oversee product ownership of applications used for implementing Control processes
• Conduct trainings and roadshows
• Facilitate and lead periodic calls with cross line of business, cross regional stakeholders
• Conduct deep dive on aspects of the Regulatory Reporting Controls environment
• Plan and report status of ongoing projects and tasks to senior management.
• Identify, mitigate and resolve risk and issues across teams, ensuring escalations to the right levels where required
• Manage stakeholder expectations effectively, facilitate decision-making by providing right level of information and timely escalation when required.

Required qualifications, capabilities and skills

• Understanding of Transaction Reporting for MiFID, CFTC, HKMA, MAS, SEC & EMIR
• Significant knowledge of operational processes and controls, with ability to access the risk, controls and quality assurance functions
• Good understanding of the EMEA, APAC & NA regulatory environment
• Excellent project management skills with the ability to plan, prioritize and deliver against deadlines
• Ability to negotiate and influence different levels of stakeholders
• Proven ability to collaborate with partners across multiple disciplines, functions and locations
• Logical and structured approach to planning and problem solving and decision-making
• Ability to prioritize and deliver against deadlines
• Good Microsoft Office skills - Excel, Word and PowerPoint
• Capacity to think laterally and convey an understanding of the big picture

Preferred qualifications, capabilities and skills

• Prior experience in Private Banking, Regulatory Reporting, Intelligent Automation or Process Improvement would be beneficial

ABOUT US

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

ABOUT THE TEAM

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.

Client-provided location(s): Mumbai, India

Job ID: JPMorgan-210665111

Employment Type: FULL_TIME

Posted: 2025-09-11T19:09:04