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Director, Fraud Investigations

AT Fidelity Investments
Fidelity Investments

Director, Fraud Investigations

Westlake, TX

Job Description:

The Director position for Fraud Investigations exists within the Financial Crimes Investigations (FCI) team, providing exceptional investigative leadership and expertise in the handling of various financial fraud matters. Critical and analytical thinking are both necessary to present information that will cut through various investigative complexities and lead to accurate conclusions. The primary focus of the role is to provide leadership and set direction through collaboration with peers, the FCI investigative teams, internal and external business partners, and law enforcement.

The Team

Fraud Investigations is part of the Financial Crimes Compliance (FCC) organization. FCI strives to protect Fidelity's businesses, customers, and reputation by providing effective and timely analytical and investigative services, enabling us to provide the optimal balance of risk management and customer experience.

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The Expertise You Have

  • Bachelor's Degree (Required)
  • Advanced Degree, MBA, JD, or CPA (Preferred)
  • Strong leadership brand with experience leading teams comprised of individuals with varying skillsets and tenure
  • Extensive experience conducting fraud investigations in the financial services industry
  • Series 7 and 24 (Preferred)
  • A solid network peer contacts in the financial industry and with law enforcement

The Skills You Bring

  • Strong writing, communication, organizational and management skills
  • Knowledge of Anti-Money Laundering (AML) regulations (Bank Secrecy Act of 1970, Money Laundering Control Act of 1970, USA Patriot Act of 2001)
  • Committed to teamwork
  • Strong working knowledge of financial markets and trading operations
  • Strong technical and operational skills with a vision towards process enhancements
  • Ability to work under time constraints and stringent deadlines

The Value You Deliver

  • Ability to smoothly manage a large and active team that investigates thousands of cases on a yearly basis
  • Ability to keep leadership and partners informed of the necessary matters
  • Ability to multitask and meet all regulatory deadlines and other deliverables
  • Ability to visualize and accomplish process and automation improvements within time constraints

Certifications:

Category:

Security
Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.

Client-provided location(s): Westlake, TX, USA; Covington, KY, USA
Job ID: Fidelity-2106788
Employment Type: Other

Perks and Benefits

  • Health and Wellness

    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • FSA
    • HSA
    • HSA With Employer Contribution
    • Fitness Subsidies
    • On-Site Gym
    • Pet Insurance
    • Mental Health Benefits
    • Virtual Fitness Classes
  • Parental Benefits

    • Birth Parent or Maternity Leave
    • Non-Birth Parent or Paternity Leave
    • Fertility Benefits
    • Adoption Assistance Program
    • Family Support Resources
    • Adoption Leave
  • Work Flexibility

    • Flexible Work Hours
    • Remote Work Opportunities
    • Hybrid Work Opportunities
  • Office Life and Perks

    • Commuter Benefits Program
    • Casual Dress
    • Snacks
    • Company Outings
    • On-Site Cafeteria
    • Holiday Events
  • Vacation and Time Off

    • Paid Vacation
    • Paid Holidays
    • Personal/Sick Days
    • Leave of Absence
  • Financial and Retirement

    • 401(K)
    • 401(K) With Company Matching
    • Company Equity
    • Performance Bonus
    • Relocation Assistance
    • Financial Counseling
    • Profit Sharing
  • Professional Development

    • Tuition Reimbursement
    • Promote From Within
    • Mentor Program
    • Shadowing Opportunities
    • Access to Online Courses
    • Lunch and Learns
    • Internship Program
    • Work Visa Sponsorship
    • Leadership Training Program
    • Associate or Rotational Training Program

Company Videos

Hear directly from employees about what it is like to work at Fidelity Investments.