Compliance Analyst

Job Description:

Compliance Analyst

The Role

As a member of the Fidelity Digital Assets (FDA) Compliance team, you will support the Marketing, Business Development, Product Strategy, and Distribution teams within FDA and the broader Fidelity Enterprise. The Compliance Analyst tackles growing levels of responsibility as they develop familiarity with the range of supported business lines, advancing to full engagement in marketing campaigns, social media interactions, and complex product launches while collaborating with Compliance professionals across channels, Legal, Marketing and Go-to-Market Planning, Product and Enterprise Compliance.

You will be responsible for: 

• Reviewing marketing, social media, sales training, E-communication surveillance alerts, and related subjects for compliance with regulatory standards

• Monitoring the regulatory environment for digital asset developments and partnering with cross-functional teams to address identified issues

• Advising internal business partners on compliance requirements and assisting in a general support function capacity

• Developing and maintaining disclosures, policies, and procedures, as needed to help ensure compliance with applicable rules and regulations

• Bachelor's degree

• Minimum 1+ years of proven experience in financial services

• General knowledge of communications and marketing rules, regulations, and guidelines .

• An understanding of FDA's business model and distribution channels.

• Experience reviewing marketing and other types of communications for financial services firms preferred

• Ability to work in a fast-paced environment, balancing immediate deadlines with longer-term projects, and prioritizing as appropriate

• Exceptional analytical skills, intellectual curiosity, and ability to learn new and complex concepts

• Effective communication skills and an ability to engage, establish relationships and influence partners across the organization at all levels

• Ability to develop reports or summaries for management related to compliance matters and meaningful metrics, demonstrating proficiency with Adobe Acrobat, Microsoft PowerPoint, and Microsoft Excel

• Supporting new and existing products and services;

• Supporting the organization's overall control environment;

• Shaping governance, social media, and communications; and

• Building connections between Fidelity Digital Assets Compliance and other cross-Fidelity Compliance functions.