Associate Analyst, Margin

Job Description:

The Role

The Margin associate will be responsible for monitoring large securities, money transactions, and reviewing documentation, protecting both the client and the firm. As part of the Margin team, you will monitor day-to-day activity within customer cash and margin accounts to ensure compliance with, and adhering to, Margin Department Policies and Procedures while maintaining Fidelity's high-level standards. We work with multiple lines of business and business partners providing answers to questions on cash and margin regulations. We monitor day-to-day activity within customer cash and margin accounts to ensure compliance with regulatory rules relating to the extension of credit specifically Federal Reserve Regulation-T and FINRA rule 4210.

The Expertise and Skills You Bring

• 2-4 years of relevant margin experience or 3-5 years of brokerage experience
• College degree or similar work experience preferred
• 99/SIE Licensing preferred or able to obtain in the first 6 months upon hire
• Excellent interpersonal and communication skills (written and oral)
• Handle inbound phone calls and emails from clients
• Organizational and time-management skills in a time-deadline driven environment
• Ability to work and build positive relationships across different teams within the organization
• Attention to details and calculations
• Tracking and monitoring outstanding issues and providing timely updates to clients
• Have the ability to learn many tasks and gain expertise in multiple product offerings
• Windows Office Applications

The Team

The Margin Team, as subject-matter experts, works collaboratively in a fast-paced environment, executing a large volume of asset transfers with accuracy. We are driven by our team effort to provide excellent service while demonstrating sound decision making and risk management skills. It is our goal to build strong working relationships with key business partners in multiple business units.

Certifications:

Series 99 - FINRA

Category:

Brokerage Operations
Most roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Client-provided location(s): Westlake, TX

Job ID: Fidelity-2117102

Employment Type: OTHER

Posted: 2025-09-08T23:44:43