Senior Compliance Officer, Trade Surveillance - Vice President

Job Description:

Job Title Senior Compliance Officer, Trade Surveillance

Corporate Title Vice President

Location Jacksonville, FL

Overview

As a Senior Compliance Officer - Subject Matter Expert within our Compliance Surveillance team, you will play a critical role in protecting the Firm by identifying, monitoring, and investigating potential market abuse across listed derivates and fixed income products. Your role will apply subject matter expertise to complex trading activity, partner closely with stakeholders globally, and help strengthen a robust, consistent surveillance framework. In a highly scrutinized regulatory environment, your work enables the Bank to safeguard its integrity, reputation, and commitment to ethical conduct.

What We Offer You

• A diverse and inclusive environment that embraces change, innovation, and collaboration

• You will review, analyze, and investigate surveillance alerts and escalations across listed and fixed income products to identify potential market abuse and policy breaches
  
• You will conduct complex, forensic-style investigations of end-to-end trade lifecycles, from order origination through execution allocation and linking data across multiple surveillance tools and systems
  
• You will train and provide expert guidance and direction to surveillance officers during reviews and investigations
  
• You will partner with stakeholders to enhance surveillance methodologies and contribute to strategic global surveillance initiatives
  
• You will assess regulatory requirements and internal policies to ensure surveillance controls remain effective and fit for purpose
  
  

• You will act as a subject matter expert for trade surveillance
  
• You will collaborate with Compliance, Front Office, Technology, and Global Surveillance leadership across jurisdictions
  
• You will escalate emerging risks, control gaps, and trends to senior management
  
  

• Proven surveillance experience covering listed products and/or fixed income instruments, including rates, credit, and related derivatives
  
• Strong understanding of trade lifecycle processes and market abuse risks
  
• Demonstrated ability to analyze trading data and conduct complex investigations
  
• Strong understanding of critical data elements across the trade lifecycle, including order, execution, allocation, counterparty, and reference data
  
• Hands-on experience with surveillance and market data tools such as SmartBroker
  
  

• Excellent written and verbal communication skills
  
• Strong attention to detail and analytical skills
  
• Ability to build effective working relationships
  
• Sound professional judgment
  
• Collaborative mindset