Compliance Analyst

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team.

Responsibilities:

• Conducts periodic internal reviews or audits to ensure that risk is mitigated and compliance procedures are followed
• Conducts or directs the internal investigation of compliance issues
• Assesses product, compliance, or operational risk and develops risk management strategies, including those relevant to ICS business units
• Develops and manages the comprehensive process for risk management and risk mitigation, including assessing, identifying, monitoring, and reducing business and information security risks
• Ensures alignment of risk strategies with the company's external business objectives and goals
• Maintains a strong internal control environment and ensures full compliance with internal control policies, standard operating procedures, information security procedures, and external auditor, regulatory, or contractual requirements
• Applies a theoretical knowledge base to achieve goals through own work
• May provide guidance to others as a project manager using technical expertise

• Bachelor's Degree Required
• Performs routine assignments in the entry level to a professional job progression
• Typically requires a college or university degree or equivalent work experience that provides knowledge and exposure to fundamental theories, principles, and concepts
• Develops competence by performing structured work assignments
• Uses existing procedures to solve routine or standard problems
• Receives instruction, guidance, and direction from others