The Financial Industry Regulatory Authority—FINRA—is dedicated to investor protection and market integrity. The company’s highly trained team of professionals protect investors by writing and enforcing the critical rules and regulations that govern more than 3,700 firms and 634,000 brokers across the country. FINRA’s ultimate goal is to foster robust, but fair and orderly, markets in which investors can feel confident.
Working at FINRA
FINRA is the first line of defense for investors and works hard to ensure U.S. financial markets remain robust and operate fairly.
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