Senior Compliance Analyst

Yamaha has an excellent opportunity for a Senior Compliance Analyst to join our team in Cypress, CA. We are looking for a candidate with expertise in consumer privacy and information security laws and regulations. The Senior Compliance Analyst will be responsible for supporting YMFC-US and its affiliate entities' compliance management programs through advisory assistance to first-line business and operations units, second-line monitoring and testing, regulatory and third-party exam and audit support, development and oversight of internal governance documents, and other common financial service provider compliance duties.

What you'll be doing:

• Lead the development of compliance-related programs and processes.
• Monitor legal/regulatory changes applicable to the business and operations units, including consumer finance, consumer privacy, information security, and protection product laws and regulations, and provide advisory support to operations/business units with implementation of new/changing requirements.
• Collaborate with Subject Matter Experts (SMEs) within the operations/business units to develop and update policies and operating procedures. Maintain policies and procedures library.
• Support second-line monitoring and testing program; including identification of process/control gaps and oversight of remediation measures through completion.
• Assist with department projects, due diligence efforts, and corrective action plans.
• Maintain files and records. Assist in preparing and conducting regulatory examinations and audits; coordinate responses to findings and collaborate with the Compliance Manager and relevant business units to implement necessary remediation and corrective actions. Provide necessary reporting to senior management and appropriate committees.
• Provide second-line oversight of the customer complaint management process to ensure customer complaints are addressed in a fair and timely manner.
• Support administration of the compliance training program and any ad hoc training efforts.
• Other compliance-related administrative duties.

• AA or Bachelor's degree with emphasis in Economics, Finance or Communications; CRCM and/or CIPP certifications preferred.
• 6+ years of compliance related experience at a supervised financial institution. Equivalent work experience in a related field will also be considered.
• Proficiency in MS Office-Word, Excel, Power Point, Outlook.
• Knowledge of federal and consumer financial regulations governing the consumer finance industry. Familiarity with TILA, ECOA, FCRA, FDCPA, UDAAP, GLBA, CCPA/CPRA a plus.
• Ability to draft professional correspondence and prepare executive-level presentations.
• Ability to adapt quickly to change and deliver quality results in a timely manner.
• Ability to communicate effectively both verbally and in writing and the ability to work well with others.

• $75,000 - $135,000

• 401(k) and Profit Sharing
• Fertility Benefits
• 37.5 hour work-week
• Medical, Dental, Vision
• Life and AD&D Insurance
• Wellness Program
• Short-Term Disability Coverage (for hourly roles)
• Long-Term Disability
• Student Debt Repayment Benefits
• Ability to borrow Yamaha product