Senior Control Management Specialist - CBO

Why Wells Fargo

Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is much more than just a job - it's about finding all of the elements to help you thrive, in one place.

Living the Well Life means you're supported in life, not just work. It means having robust benefits, competitive compensation, and programs designed to help you find work-life balance and well-being. You'll be rewarded for investing in your community, celebrated for being your authentic self, and empowered to grow. Join us!

About this role:

Wells Fargo is seeking a Senior Control Management Specialist supporting Commercial Banking Operations (CBO).

In this role, you will:

• RAU Ownership - Own and independently manage 1-2 Risk Assessable Units (RAUs), also known as RCSAs, holding the pen in drafting
• Risk Identification & Controls - Responsible for risk identification, risk measures, control identification/design and ratings applicable to the assigned RAUs in partnership with the RAU Owner within the business
• RAU Risk Management - Manage all risk management activities associated to the RAU (i.e. issues, OREs, process change, etc.) to ensure control requirements are met and adhered to by the business owner
• Subject Matter Expertise - Become the risk and control subject matter expert on the service models assigned and underlying L4 processes
• Risk Consulting - Provide risk management consulting to support the business in designing and implementing risk-mitigation strategies
• Risk Collaboration - Collaborate with relevant business groups to identify current and emerging risks associated with business activities and operations, and provide guidance in developing and implementing risk-mitigating strategies
• Business Integration - Integrate yourself in all necessary business routines to ensure your knowledge of the processes is sufficient
• Control Monitoring - Monitor assigned portfolio of control activities and escalate when necessary

• 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

• Control Design & Governance - Experience designing effective controls, issue management and supporting metrics and governance programs
• Issue Management Knowledge - Knowledge of issue management process
• Root Cause Analysis - Experience determining the root cause of identified issues
• Regulatory Control Expertise - Regulatory Control knowledge across enterprise risk management framework, including: control testing, risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics and governance
• RCSA Experience - Direct, hands-on experience with Risk and Control Self-Assessment activities
• RCSA Concepts - Knowledge and understanding of Risk and Control Self-Assessment concepts
• Issue Mitigation - Ability to proactively manage and mitigate issues
• Communication Skills - Excellent verbal, written, and interpersonal communication skills
• Work Prioritization - Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
• Cross-Functional Collaboration - Experience developing partnerships and collaborating with other business and functional areas
• Industry Risk Experience - Strong operational (or compliance or audit) risk management experience in the financial services industry
• Technical Proficiency - Advanced Microsoft Office skill

• Ability to travel in person for workshops during RAU execution for all assigned work, when needed.
• Ability to work onsite three days a week at one of the locations listed below.

• Chandler, AZ
• Des Moines, IA
• Charlotte, NC
• San Antonio, TX