High Net Worth Client Case Representative

About the role

Are you a FINRA Series 7 and Series 63 licensed professional who enjoys building relationships and helping clients navigate important life and financial events? Join Vanguard as a High Net Worth Client Case Representative supporting our Personal Investor clients.

At Vanguard, we have a client-first mentality that we live and breathe every day through our mission, "to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success." In this role, you'll help simplify complex financial processes, guide clients through major life events, and create experiences that build confidence, trust, and long-term relationships.

This role follows a hybrid work model (in office Tuesday through Thursday).

Relationship Building: Grow and nurture meaningful relationships with clients, becoming their trusted resource during pivotal moments.

Expertise and Simplicity: Take the complexity out of financial processes, ensuring clients feel confident and secure.

Autonomy and Empowerment: Enjoy the autonomy of owning the client relationship from start to finish, making decisions that best serve the client's needs.

Base salary for this role ranges from $65,000 to $80,000 based on relevant experience and licenses held. In addition, eligible candidates will receive a $20,000 licensing bonus for bringing your active Series 7 and Series 63 licenses.

Key Responsibilities

As a High Net Worth Client Case Representative, you will:

• Serve as the primary point of contact for clients navigating account onboarding, ownership changes, and other complex situations requiring dedicated support.

• Build and maintain strong, meaningful relationships with clients.

• Provide expert support during critical moments in clients' financial journeys.

• Simplify complex processes and ensure a seamless client experience.

• Foster trust and reliability through consistent, high-quality service.

• Educate clients on Vanguard's product and service offerings to enhance the client experience and fulfill investment needs.

• Active FINRA Series 7 and Series 63 licenses at time of hire.

• 1+ years of experience in financial services.

• Undergraduate degree or equivalent combination of training and experience required.

• Client service and relationship management skills.

• Excellent communication and interpersonal abilities.

• Ability to manage ambiguity and utilize resources effectively.

• Experience managing complex client situations or case-based service interactions.

• Experience supporting high-net-worth clients.

• Knowledge of brokerage, retirement, or investment products.

• Ability to adapt to a fast-paced, evolving environment.