Assistant Vice President, Internal Technology Audit

Group Details

Tradeweb is seeking an AVP, Technology, Internal Audit to take on a key role within Tradeweb's growing Internal Audit Department. This role will report directly to Director, Technology Audit, Internal Audit.

This role offers the opportunity to deliver technology audits for a cutting-edge financial services company, including working with management to conduct risk assessments, engagement planning, audit execution and reporting; and assisting the annual planning process to deliver the Internal Audit Plan.

Job Responsibilities

Conduct audit testing to test the design and operating effectiveness of internal controls

Identify, communicate and track implementation status of recommendations to mitigate risk and/or improve process efficiencies

Maintain technology process narratives, process flows and risk and control documentation

Assist with the ongoing risk assessment and annual audit planning process

Support the Director and VP of Technology Audit in delivery of periodic risk assessments and annual planning to contribute to the development of the Internal Audit Plan

Manage components of technology audits, advisory and other types of engagements with a robust understanding of all stages from planning through report issuance

Support the execution of the continuous audit program by conducting regular stakeholder meetings to evaluate technology risks and testing relevant key controls

Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology

Follow-up open issues with stakeholders on a proactive basis and conduct timely validation reviews for completed issue remediation

Interact regularly with key business stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit's risk assessment process

Support the preparation of management update dashboards, emails, slide decks and presentations and attend meetings representing Internal Audit, as required

Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently

Assist in the completion of other areas of the Internal Audit mandate, as required

Qualifications

Bachelor's degree in Accounting, Finance, Mathematics, Engineering or equivalent degree

Internal Audit and/or public accounting experience (minimum 2 years)

Excellent critical thinking and analytical skills

Excellent interpersonal skills and desire to work collaboratively

Confidence to present to senior stakeholders, excellent presentation preparation and delivery skills

Knowledge of accounting best practices;

Technology audit certifications a plus

Strong understanding and experience of fundamental technology audit concepts such as testing of general computer controls

Ability to think big picture and identify linkages across projects

Strong interpersonal and communication skills and desire to work collaboratively

Strong organizational and project management skills

Company Description
Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many of the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers.