Assistant Vice President, Internal Business Audit

Group Details

Tradeweb is seeking an AVP, Business Audit, Internal Audit to take on a key role within Tradeweb's growing Internal Audit Department. This role will report directly to Director, Business Audit, Internal Audit.

This role offers the opportunity to deliver business audits for a cutting-edge financial services company, including working with business management to conduct risk assessments, engagement planning, audit execution and reporting; and assisting the annual planning process to prepare the Internal Audit Plan.

Job Responsibilities

Conduct audit testing to test the design and operating effectiveness of internal controls

Identify, communicate and track implementation status of recommendations to mitigate risk and/or improve process efficiencies

Maintain business process narratives, process flows and risk and control documentation

Assist with the ongoing risk assessment and annual audit planning process

Support the Director and VP of Business Audit in delivery of periodic risk assessments and annual planning to contribute to the development of the Internal Audit Plan

Manage components of business audits, advisory and other types of engagements with a robust understanding of all stages from planning through report issuance

Support the execution of the continuous audit program by conducting regular stakeholder meetings to evaluate business risks and testing relevant key controls

Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology

Follow-up open issues with stakeholders on a proactive basis and conduct timely validation reviews for completed issue remediation

Interact regularly with key business stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit's risk assessment process

Support the preparation of management update dashboards, emails, slide decks and presentations and attend meetings to represent Internal Audit, as required

Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently

Assist in the completion of other areas of the Internal Audit mandate, as required

Qualifications

Bachelor's degree in Accounting, Finance, Mathematics, Engineering or equivalent degree

Internal Audit and/or public accounting experience (minimum 2 years)

Excellent critical thinking and analytical skills

Excellent interpersonal skills and desire to work collaboratively

Confidence to present to senior stakeholders, excellent presentation preparation and delivery skills

Knowledge of accounting best practices; ACA, ACCA certification a plus

Ability to think big picture and identify linkages across projects

Strong interpersonal and communication skills and desire to work collaboratively

Strong organizational and project management skills

Company Description

Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many of the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers.

Creative collaboration and sharp client focus have helped fuel our organic growth. We facilitated average daily trading volume (ADV) of more than $2.2 trillion over the past four fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025.

Since its IPO in 2019, Tradeweb has completed four acquisitions and doubled its revenue - and 2024 was its 25th consecutive year of record revenues.

Tradeweb is a great place to work, recognized in 2024 by Forbes as one of America's Best Companies (2024) and by U.S. News & World Report as one of the Best Financial Services Companies to Work For.

Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.

Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.
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