Surveillance Associate

The Role

How You'll Help Take Us There

• Perform daily surveillance of real-time trading alerts and perform post-trade analysis for both fixed income and equity securities
• Carry out market surveillance with the aim of finding and reporting on attempts by clients to engage in insider dealing or market manipulation across a range of market abuse typologies
• Create MI reporting for metrics pertaining to Market Surveillance and support presentation to Senior Firm Leadership
• Develop and serve as a subject matter expert in the performance of Market Surveillance
• Support response to regulatory inquiries, examinations and investigations and Internal Audit
• Continually strengthen regulatory knowledge and experience with SEC, FINRA and MSRB regulatory requirements for financial institutions and an understanding of their impact on Market Surveillance
• Leverage analytical skills to enhance research and investigations, and use both quantitative and qualitative analysis when making decisions to escalate alerts and potential patterns of issues
• Collaborate across compliance, risk, technology, R&D, trading, and sales to contribute to enhancement initiatives for the Surveillance Program

What We’re Looking for

• Bachelor's degree in a related technical field or equivalent practical experience
• 2+ years of experience in market surveillance, trade surveillance, or a closely related field
• Knowledge of Fixed Income and Equities products and trading regulations
• Strong data analysis and writing skills to contribute to investigations and other compliance matters, internally and externally
• Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity
• Comfort working in a trading environment and willingness to innovate, challenge the status quo and adaptability to support ad hoc tasks and projects
• Ability to incorporate AI into daily workflows; passion for ethical adoption of AI practices
• Familiarity with commonly used trade surveillance & BI tool(s) highly regarded
• Professional compliance training or accreditation (e.g. FINRA Series 24, CAMS) preferred
• Series 7 preferred; ability and interest in obtaining Series 7 within six months of start date required

What You Can Expect from Us

• Free Food: We provide free lunch for employees when they are working in the office. Plus, our offices are stocked with snacks.
• Paid Time Off: Competitive PTO package including vacation and personal days, sick leave and charity days
• Generous Parental Leave: Up to 20 weeks fully paid leave
• 401(k): Dollar-for-dollar employer match up to $17,500
• Employee Stock Purchase Plan: Employees can purchase MarketAxess common stock at a discount
• Wellness Stipend: We provide employees with up to $1K annually towards gym memberships, home office equipment and more
• Onsite Healthcare: We offer convenient access to world-class care through Mount Sinai at our Hudson Yards location
• Tuition Assistance and Professional Development: Benefit from live and on-demand learning, role-specific training, employee-led Lunch and Learns and guest speakers
• Core benefits: Highly competitive medical, dental, and vision programs

For job positions in NYC, NY, and other locations where required, the estimated salary range for a new hire into this position is $85,000 USD to $100,000 USD. Actual salary may vary depending on job-related factors, which may include knowledge, skills, experience, and location. You may also be eligible for annual cash incentives, equity, and other benefit programs.

MarketAxess Corporation and its affiliates provide equal employment opportunities to all persons regardless of age, color, national origin, citizenship status, physical or mental disability, race, religion, creed, gender, sex, sexual orientation, gender identity and/or expression, genetic information, marital status, veteran status, or any other legally protected characteristic in the location in which the candidate is applying.

All of your information will be kept confidential according to EEO guidelines.

Client-provided location(s): New York, NY

Job ID: 4656143006

Employment Type: OTHER

Posted: 2026-02-20T23:29:23