Regulatory Reporting Vice President
Join a high-profile team shaping how Commercial & Investment Bank navigates complex, evolving regulations across Markets Operations. In this leadership role, you will unify stakeholders, streamline controls, and deliver large-scale change with precision and pace. Bring deep product expertise and operational rigor to elevate compliance, client outcomes, and firmwide resilience.
Job Summary
As a Vice President in the Regulatory Support and Control team within Market Operations as a part of Commercial & Investment Banking, you lead regulatory change and reporting across asset classes and jurisdictions. You partner closely with Front Office, Legal, Compliance, Technology, and PMO to translate rules into robust processes and controls. You drive exception management, deliver timely regulatory submissions, and uplift team capabilities to sustain a high-control environment.
Job Summary
As a Vice President in the Regulatory Support and Control team within Market Operations as a part of Commercial & Investment Banking, you lead regulatory change and reporting across asset classes and jurisdictions. You partner closely with Front Office, Legal, Compliance, Technology, and PMO to translate rules into robust processes and controls. You drive exception management, deliver timely regulatory submissions, and uplift team capabilities to sustain a high-control environment.
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Job Responsibilities
- Lead regulatory control monitoring and serve as Operations Lead
- Drive standardized processes to track exceptions, identify root causes, and implement timely solutions
- Respond to internal and external regulatory reporting queries as a central point of contact
- Educate stakeholders on regulatory decision trees and applicability across products
- Partner extensively with Sales, Trading, Compliance, Legal, Risk, Operations, and Technology
- Chair and participate in internal forums reviewing initiatives, priorities, and milestones
- Manage team deliverables, engagement, and skills development to meet evolving requirements
- Serve as escalation point for Technology issues; coordinate swift remediation with partners
- Ensure protocols, communication, and documentation in the event of breaches or incidents
- Implement end-to-end controls for Dodd-Frank, EMIR, SEC, CFTC, and CAD reporting
- Champion continuous improvement to enhance control effectiveness and operational efficiency
Required Qualifications, Capabilities, and Skills
- Bring prior investment banking experience with strong Fixed Income and Commodity derivatives product knowledge (10+ years)
- Apply prior regulatory role experience to design and operate robust control frameworks
- Manage initiatives and projects with disciplined execution and stakeholder alignment
- Lead teams effectively under high pressure to deliver results and maintain control standards
- Engage confidently with clients to explain requirements and manage inquiries
- Utilize understanding of client reference data to strengthen regulatory reporting accuracy
- Demonstrate hands-on regulatory reporting knowledge across North American regimes (CFTC, SEC, CAD)
Preferred Qualifications, Capabilities, and Skills
- Operate with strong risk and controls awareness and meticulous attention to detail
- Deliver consistently amid changing priorities and high-volume processes
- Execute OTC derivatives processing across multiple asset classes with lifecycle expertise
- Communicate and present clearly at all organizational levels to drive alignment
ABOUT US
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
Perks and Benefits
Health and Wellness
Parental Benefits
Work Flexibility
Office Life and Perks
Vacation and Time Off
Financial and Retirement
Professional Development
Diversity and Inclusion