Internal Auditor - Commercial & Investment Bank Markets, Associate

Join a team where your insights and expertise will help shape the future of our business. You'll collaborate with talented colleagues across the globe, develop your skills, and contribute to a culture of continuous improvement. This is your opportunity to grow, learn, and be part of something bigger. Take the next step in your career with us.

As a Senior Auditor Associate in the Asia Pacific Commercial & Investment Bank Markets Audit Team, you will lead and participate in audit engagements with regional and global audit team. You will work closely with colleagues across the region, leveraging your expertise to assess and enhance the control environment. You will be part of a collaborative team that values diverse perspectives and continuous learning, helping us stay ahead of emerging risks and regulatory changes.

Job Responsibilities

• Lead and execute audit engagements from planning through reporting, ensuring timely and high-quality deliverables.
• Conduct independent risk assessments, audit planning, testing, control evaluation, and report drafting.
• Evaluate and report on the adequacy and effectiveness of management controls in accordance with professional standards.
• Document audit workpapers and reports with minimal supervision.
• Communicate audit issues and results clearly in both verbal and written form.
• Build and maintain strong relationships with stakeholders across various business functions.
• Stay current with regulatory changes, industry trends, and emerging risks to inform ongoing audit coverage.
• Utilize data analytics tools such as Excel, Alteryx, VB/SQL/Python to enhance audit processes.
• Collaborate with global audit teams to share insights and best practices.
• Travel within the region may be required.

• Bachelor's degree in Accounting, Finance, or related discipline.
• Minimum of 8 years of internal/external audit experience in financial services.
• Willingness to travel (20%) for regional audit engagements.
• Proficiency in risk assessment, issue/impact analysis and executive report preparation.
• Effective written and verbal communication skills in Mandarin is required as the job requires supporting engagements in Chinese Mainland, Hong Kong and Taiwan.
• Ability to lead audits, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment.
• Good understanding of internal control concepts and audit methodology with the ability to evaluate and determine the adequacy and effectiveness of controls.
• Excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management.
• Proven ability to be able to multi-task, complete projects on time and on budget, and adjust to changing priorities.
• Enthusiastic, self-motivated, effective under pressure.
• Works well individually and in teams, shares information, supports colleagues and encourages.

• Strong data analytics skills using Excel, Alteryx, VB/SQL/Python, or similar tools/languages; experience with automated auditing tools is a plus.
• Relevant professional qualifications (e.g., ACA, CPA, CIA, CAMS).
• Experience in Global Markets business, financial instruments, and working within a matrix organization.
• Strong project management skills and ability to work under pressure in a dynamic environment.
• Enthusiastic, proactive, and willing to take personal responsibility.