Controls Manager - Associate

Join a dynamic team dedicated to strengthening the organization's risk and control environment. As a Control Management - Associate, you'll play a pivotal role in safeguarding business operations. Grow your career while making a meaningful impact on risk management and process improvement.

As a Control Management - Associate within the Control Management team, you ensure a robust and sustainable end-to-end control environment. You manage risk assessments, audits, and issue remediation with urgency and precision. You collaborate with stakeholders to drive effective risk mitigation and continuous process improvement.

Job Responsibilities:

• Analyze the business's risk and control environment to identify gaps and weaknesses.
• Manage second and third line of defense reviews and audits.
• Liaise with stakeholders, auditors, and regulators to drive effective communication.
• Monitor compliance with operational and regulatory policies and procedures.
• Design and implement effective risk controls.
• Develop and maintain Key Risk Indicator frameworks and metrics.
• Conduct deep dives into emerging risk areas for holistic solutions.
• Document control and operational risk evaluations through process walkthroughs.
• Promote a proactive risk culture through training and awareness initiatives.
• Establish and reinforce control governance and reporting mechanisms.
• Escalate and remediate issues with a sense of urgency.

• Demonstrate knowledge of investment banking products, including loans.
• Manage reviews and exams with internal and external stakeholders.
• Hold a bachelor's degree with 8+ years of relevant banking and financial services experience.
• Attain risk certifications such as ORM, PRM, APRM, CIA, CRISC, or CORM.
• Drive risk-based process improvements using process mapping and root cause analysis.
• Utilize quality control tools and risk assessment methodologies.
• Execute end-to-end risk management, including control design, risk reporting, and issue validation.

• Exhibit experience in value stream mapping and advanced process improvement techniques.
• Apply advanced root cause analysis tools such as 5 Whys and Fishbone Analysis.
• Leverage qualitative and quantitative risk assessment tools.
• Coordinate risk management activities across multiple teams and locations.
• Prepare comprehensive risk dashboards and reports.
• Facilitate training sessions on risk management topics.
• Support continuous improvement in risk culture and governance.