Specialist - Compliance & Regulatory

Job Description Summary

Juristen und Nichtjuristen, die auf die Leitung und Koordinierung von funktionsübergreifenden und unternehmensweiten Initiativen spezialisiert sind. Verantwortlich für die Qualität der eigenen Arbeit.Erhält in der Regel eine direkte Funktionsüberwachung und vorgeschriebene Arbeitsanweisungen/Systemprüfungen.Die Arbeit wird in einem genau definierten befähigenden Funktionsrahmen ausgeführt.Es gibt im Allgemeinen eine schrittweise Abfolge von Standardaufgaben, die befolgt werden müssen, um Endergebnisse zu erzielen.

Job Description

Roles & Responsibilities

• Handling the corporate compliances of listed and unlisted entities.
• Co-ordination with Registrar and share transfer agent, retail investors, service providers and other local/ global internal team.
• Maintaining statutory records of Indian companies, as assigned and filing necessary forms with Ministry of Corporate Affairs.
• Preparation of board and committee meetings agenda, minutes and other necessary documents of listed and unlisted entities.
• Preparation and filing disclosures in Indian stock exchanges and updating the team for change in Corporate laws
• Convening shareholders meetings, Board meetings and various Committee meetings of listed and unlisted entities
• Preparing Annual Report of listed and unlisted entities
• Managing CSR projects/activities
• Able to work independently to manage the board of private/public companies
• Assisting the Compliance officer of listed entity in various other activities related to listed entity
• Independently managing the compliance tool

• Must be a qualified Company Secretary and preferably a law graduate
• 6+ years of post qualification experience
• Must have experience in implementation of CSR projects.

• Strong understanding of the technology platforms used by Legal Operations
• Strong oral and written communications skills
• Strong interpersonal skills
• Proficiency in Microsoft Suite (Excel, PowerPoint and Word)
• Strong ability to work within a global team environment
• Experience working on legal technology projects and legal operations
• Ability to document, plan, and execute work independently.