Compliance Officer

Overview

The Opportunity:

As a Fisher Investments Luxembourg Compliance Officer, you will take appropriate action concerning queries, and requests for approval arising from the client on-boarding program. You will also assist the implementation of the AML Monitoring Programme. Reporting to the Head of Compliance/MLRO, you will be part of a small and extremely collaborative team which prides itself in producing high-quality work.

The Day-to-Day:

• Monitor and promptly respond to queries and requests relating to the client on-boarding process
• Review and approve/reject process exception requests
• Communicate with senior management and fellow compliance colleagues concerning such requests
• Create and clearly explain a supportable rationale behind the decision-making within cases
• Perform daily monitoring reviews and other such compliance control tasks as detailed in the team procedures
• Help develop the AML Compliance Framework and AML Monitoring Plan
• Conduct AML reviews using the AML Monitoring Plan and discussing any matters that arise with the MLRO
• Help with updates to the firms suite of procedures ensuring adherence to relevant laws and regulations
• Review and approve/reject marketing and advertising submissions
• Help ensure branch policies are appropriately tailored to comply with laws and regulations, while remaining aligned with group policies
• Assist with the Firm's Financial Crime, and Business Wide Risk Assessments, with a view to leading their completion in due course
• Provide advice to the business on appropriateness and effectiveness of controls in place, and the application of regulations and guidance to the business activities of the firm
• Attend and contribute to committee and project meetings to help ensure successful outcomes on business and regulatory projects, which enhance the compliance culture
• Help advise on regulatory implications with new programs, ensuring that relevant compliance considerations and resulting risks are part of the process
• Monitor, analyse and interpret regulatory changes which affect the business and help perform gap analysis on those regulations, while also ensuring business awareness of requirements
• Promote a positive compliance culture, that creates awareness through the development and roll out of appropriate and tailored training for staff
• Stay informed about guidance, consultation papers and thematic reviews from the CSSF, and attend industry seminars to keep senior management informed about important topics
• Assist the Head of Compliance with governance reporting and related items

Your Qualifications:

• Minimum 5 years of experience in a Compliance role within a regulated firm
  Experience leading or assisting to lead an AML Compliance Programme
• Degree educated
• Experience educating first line departments on regulatory matters and how to handle challenges from individuals in the business
• Danish and/or Dutch language skills a considerable advantage as well as any relevant experience in the Insurance industry
• CAMS qualification preferable but not essential

Why Fisher Investments Luxembourg:

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Luxembourg align with our clients' priorities by using a simple and transparent fee structure and recognised European custodians.

It's the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:

• 100% paid premiums for our top-tier supplemental healthcare plan (includes medical, dental, vision) for employees and their qualified dependents
• 28 days annual leave with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays
• A supplemental retirement pension plan featuring a 4% contribution of base pay up to the social security ceiling and 12% for base pay over the ceiling, as well as a 50% match on personal contributions up to €600 annually
• Up to €219.60 in employer-paid monthly lunch vouchers
• Gym subsidy of up to €50 per month
• $10,000 fertility, hormonal health and family-forming benefit
• A collaborative working environment that practises ongoing training, educational support and employee appreciation events
• This is an in-office role. Based on your role, tenure, and performance eligibility you may have the opportunity to participate in our hybrid work from home program. This program is subject to change.

Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.

FISHER INVESTMENTS LUXEMBOURG IS AN EQUAL OPPORTUNITY EMPLOYER

Client-provided location(s): Luxembourg City, Luxembourg

Job ID: Fisher-2026-17116

Employment Type: FULL_TIME

Posted: 2026-05-01T20:01:28