Trade Service Manager - Wealth Client Experience
Job Description:
The Role
The Trade Service Manager role is part of the broader Client Experience (CE) Trade Support Team serving the needs of our IWS and FFOS Clients. Join us as a Trade Service Manager where you will join a team of highly-skilled professionals whose focus is to go above and beyond and provide outstanding trade support services to our Registered Investment Advisor (RIA) and Separate Account Manager (SAM) clients.
The Expertise We're Looking For
o BS/BA Degree (preferred; or at least 3 years experience in financial services related field)
o Series 7 licensing required
o 1-2 years in financial asset/brokerage servicing
The Purpose of Your Role
The Trade Service Team in CE provides comprehensive technology and managed product support while delivering service excellence to our clients. CE is seeking a Trade Service Manager (TSM) to join the team to provide guidance and operational support to our Intermediary Clients. The TSM will be responsible for phone, email, and service center support to our Intermediary Clients. To be successful in this role, one must have or gain a solid understanding of several Fidelity workflow systems.
The Skills You Bring
o An ability to deliver high quality service to high profile clients
o Attention to detail and quality a must.
o Provide outstanding service to all of our clients by fielding client inquiries in an accurate and timely manner
o Solid interpersonal skills, with a consistent track record to multi-task, and prioritize
o Professional teammate with a positive, self-motivated demeanor; capacity to think creatively.
o Ability to work in a fast paced environment
o Displays excellent problem solving and analytical skills
o Excellent verbal and written communication skills
o Experience with Fidelity mainframe systems preferred
The Value You Deliver
o Support divisional business needs, while maintaining a client first mentality.
o Drive high satisfaction, quality and efficiency for both the client and Fidelity.
o Deliver outstanding results quickly and efficiently, utilizing effective time management skills.
o Drive innovation through curiosity and comprehensive understanding of business processes and challenges.
o Bringing energy to your role every day.
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o Assist and advise business partners on trade related operational workflows.
o Ownership of client needs regarding service and problem resolution issues, with clear responsibility to call out issues as appropriate within the team.
o Actively participate in meetings and process improvement initiatives.
o Able to interact with all levels of management and business partners.
NOTE: This role does not support sponsorship.
Certifications:
Series 07 - FINRA
Category:
Brokerage Operations
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Perks and Benefits
Health and Wellness
- Health Insurance
- Dental Insurance
- Vision Insurance
- Life Insurance
- Short-Term Disability
- Long-Term Disability
- FSA
- HSA
- HSA With Employer Contribution
- Fitness Subsidies
- On-Site Gym
- Pet Insurance
- Mental Health Benefits
- Virtual Fitness Classes
Parental Benefits
- Birth Parent or Maternity Leave
- Non-Birth Parent or Paternity Leave
- Fertility Benefits
- Adoption Assistance Program
- Family Support Resources
- Adoption Leave
Work Flexibility
- Flexible Work Hours
- Remote Work Opportunities
- Hybrid Work Opportunities
Office Life and Perks
- Commuter Benefits Program
- Casual Dress
- Snacks
- Company Outings
- On-Site Cafeteria
- Holiday Events
Vacation and Time Off
- Paid Vacation
- Paid Holidays
- Personal/Sick Days
- Leave of Absence
Financial and Retirement
- 401(K)
- 401(K) With Company Matching
- Company Equity
- Performance Bonus
- Relocation Assistance
- Financial Counseling
- Profit Sharing
Professional Development
- Tuition Reimbursement
- Promote From Within
- Mentor Program
- Shadowing Opportunities
- Access to Online Courses
- Lunch and Learns
- Internship Program
- Work Visa Sponsorship
- Leadership Training Program
- Associate or Rotational Training Program
Diversity and Inclusion
Company Videos
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