Director, Compliance
Job Description:
Compliance Director
The Role
The Compliance Director is responsible for conducting compliance activities in support of Fidelity's insurance and annuity business. In addition to being a member of Fidelity's insurance compliance group, the Compliance Director will also support cross-functional teams focused on developing and launching new Fidelity insurance products and services. Primary responsibilities will be identifying and communicating all the compliance requirements related to these new insurance products and services and representing Compliance at meetings with senior members of the business.
The Expertise and Skills You Bring
- BA/BS Degree with 10+ years of business leadership within the financial services or insurance industry
- Experience working with institutional group insurance products is preferred
- Strong leadership skills
- Excellent interpersonal and written/verbal communication skills who can build compelling, executive-level presentations that communicate strategic insights in a clear, concise, and structured manner
- Efficient and works in a fast-paced environment and can multi-task across multiple large initiatives
The Value You Deliver
- Creates and maintains strong business relationships, builds trust, and cultivates collaboration
- Designs, develops and maintains compliance programs which support designated business units
- Identify, escalate and consult on problems and issues across the business unit and develop strategic solutions to address business needs
- Welcomes challenges and is a go getter who constantly looks for opportunities to continuously improve!
Note: Fidelity is not providing immigration sponsorship for this position
The Team
The individual in this role is a member of the Fidelity Investments Life Insurance Company Compliance team. This role reports to another member on this team, who in turn reports to the Chief Compliance Officer of Fidelity Investments Life Insurance Company. The Compliance Director works closely with legal and other compliance professionals from across the firm to provide high quality compliance support to the insurance company's product development and marketing teams. We have a relentless commitment to protecting the firm's valuable reputation by ensuring that we do what is right for our customers and adhering to applicable laws and regulations!
Certifications:
Category:
Compliance
Most roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Want more jobs like this?
Get jobs in North Smithfield, RI delivered to your inbox every week.

Perks and Benefits
Health and Wellness
- Health Insurance
- Dental Insurance
- Vision Insurance
- Life Insurance
- Short-Term Disability
- Long-Term Disability
- FSA
- HSA
- HSA With Employer Contribution
- Fitness Subsidies
- On-Site Gym
- Pet Insurance
- Mental Health Benefits
- Virtual Fitness Classes
Parental Benefits
- Birth Parent or Maternity Leave
- Non-Birth Parent or Paternity Leave
- Fertility Benefits
- Adoption Assistance Program
- Family Support Resources
- Adoption Leave
Work Flexibility
- Flexible Work Hours
- Remote Work Opportunities
- Hybrid Work Opportunities
Office Life and Perks
- Commuter Benefits Program
- Casual Dress
- Snacks
- Company Outings
- On-Site Cafeteria
- Holiday Events
Vacation and Time Off
- Paid Vacation
- Paid Holidays
- Personal/Sick Days
- Leave of Absence
Financial and Retirement
- 401(K)
- 401(K) With Company Matching
- Company Equity
- Performance Bonus
- Relocation Assistance
- Financial Counseling
- Profit Sharing
Professional Development
- Tuition Reimbursement
- Promote From Within
- Mentor Program
- Shadowing Opportunities
- Access to Online Courses
- Lunch and Learns
- Internship Program
- Work Visa Sponsorship
- Leadership Training Program
- Associate or Rotational Training Program
Diversity and Inclusion
Company Videos
Hear directly from employees about what it is like to work at Fidelity Investments.