Regulatory Relations Associate Director

Job Description

Are you ready to make an impact at DTCC?

As an Associate Director within DTCC's Regulatory Relations department, you will play a key role in shaping and executing DTCC's engagement with domestic and international regulators. You will lead preparations for regulatory examinations and other supervisory exercises, partnering closely with senior leaders across the firm. In this role, you will also apply strong judgment and effective challenge to ensure regulatory responses are thorough, accurate, and aligned with DTCC's regulatory approach.

Pay and Benefits:

• Competitive compensation, including base pay and annual incentive
• Comprehensive health and life insurance and well-being benefits, based on location
• Pension / Retirement benefits
• Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
• DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

Primary Responsibilities

• Serve as a primary liaison between DTCC's regulated entities and domestic and international regulators, including the SEC, Federal Reserve Bank of New York, New York State Department of Financial Services and the European Securities and Markets Authority.
• Lead end-to-end management of regulatory examinations and other supervisory exercises, including:
  
  
  • Tracking requests and ensuring timely submission of materials to regulators.
• Coordinating responses across all lines of defense.
• Reviewing responses with owners and senior management approvers to ensure accuracy, completeness, and consistency of messaging.
• Engaging with regulators to clarify requests and maintain constructive supervisory dialogue.
• Coordinate and facilitate meetings between regulators and DTCC personnel, including developing presentations in partnership with subject matter experts and leading internal preparation sessions.
• Support regulatory communications related to technology and operational incidents.

NOTE: The Primary Responsibilities of this role are not limited to the details above.

Qualifications

• Bachelor's degree required.
• Minimum of 5 years of experience working at a financial services organization, technology company subject to regulatory supervision, regulatory agency and/ or a law firm.
• Minimum of 5 years of experience managing regulatory examinations and/or other supervisory matters.

Talents Needed for Success

• Proven experience managing complex supervisory matters.
• Strong critical thinking skills, with the ability to effectively challenge stakeholders at all levels.
• Excellent written communication skills, with the ability to convey complex topics clearly and concisely.
• Strong interpersonal and communication skills, with the confidence to engage senior stakeholders and regulators.
• Ability to manage multiple priorities in a fast-paced and highly regulated environment.
• Familiarity with technology-related regulatory topics, such as cybersecurity, digital assets, blockchain, and cloud infrastructure.

The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

About Us

With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99 trillion. DTCC's Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes more than 25 billion messages annually. To learn more, please visit us at www.dtcc.com or connect with us on LinkedIn , X , YouTube , Facebook and Instagram .

DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.

Learn more about Clearance and Settlement by clicking here .

About the Team

The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.

Client-provided location(s): Jersey City, NJ

Job ID: DTCC-213674

Employment Type: FULL_TIME

Posted: 2026-05-16T20:36:48