[Assistant Vice President, Principal Auditor] - [JL9025649]
Job Description:
JOB TITLE: Assistant Vice President, Principal Auditor - JL9025649
DB USA Core Corporation seeks an Assistant Vice President, Principal Auditor in Cary, NC to work within Anti Financial Crimes (AFC) Sanctions and Embargoes (S&E) team on the S&E Audit and Validation book of work, including Obligations/Enforcement Actions and Group Audit (GA) Findings. Requires a Bachelor's degree in Finance, Audit or related field or equivalent and five (5) years of progressively responsible experience performing sanctions and embargoes or financial crime and compliance audits within the financial services industry; working with audit and 2nd line of defense in sanctions at a financial institution, including analyzing regulatory requirements and advising the business to address sanctions risk, and 3rd line of defense audit; ensuring compliance with Anti Financial Crime (AFC) regulatory requirements and AFC risk and control environments, including Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC) by performing audits and testing of controls through operational and design effectiveness test; keeping abreast of current and emerging trends in general and industry/business specific risks; addressing and advising sanctions risk management utilizing screening tools (Fircosoft) and its screening logic to disposition transaction alerts; blocking, rejecting and reporting process to OFAC and performing root cause analysis of OFAC breaches. Salary range: $148,000.00 - $165,000.00/ year. This position is eligible for Deutsche Bank's Employee Referral Incentive Program.
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Perks and Benefits
Health and Wellness
- FSA
- HSA
- Health Reimbursement Account
- Health Insurance
- Dental Insurance
- Vision Insurance
- Life Insurance
- Short-Term Disability
- Long-Term Disability
Parental Benefits
- Non-Birth Parent or Paternity Leave
- Birth Parent or Maternity Leave
Work Flexibility
- Flexible Work Hours
- Remote Work Opportunities
Office Life and Perks
- Commuter Benefits Program
Vacation and Time Off
- Leave of Absence
- Personal/Sick Days
- Paid Holidays
- Paid Vacation
Financial and Retirement
- Relocation Assistance
- Performance Bonus
- Stock Purchase Program
- 401(K) With Company Matching
Professional Development
- Promote From Within
- Mentor Program
- Shadowing Opportunities
- Access to Online Courses
- Tuition Reimbursement
Diversity and Inclusion
- Diversity, Equity, and Inclusion Program
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