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26 jobs

Trade Surveillance Associate - FX (Compliance) - TD Securities (US)
At TD Bank - New York, NY
Posted on Dec 23

U.S. Portfolio Surveillance - Investment Management - Analyst / Associate
At Morgan Stanley - New York, NY
Posted on Oct 27

Trade Surveillance Manager (Broker-Dealer & Swap Dealer)
At Capital One - New York, NY
Posted on Dec 7

Director, Digital Assets, Financial Crimes Models & Analytics
At Fidelity Investments - Jacksonville, FL
Jersey City, NJMerrimack, NHNorth Smithfield, RIWestlake, TX
Posted on Nov 15

Associate or VP - Equity Research, Large Cap Biotech
At Bank of America - New York, NY
Posted on Jan 8

Deloitte Corporate Finance - Senior Compliance Analyst
At Deloitte - New York, NY
Arlington, VAAtlanta, GABoston, MACharlotte, NCChicago, ILDallas, TXMcLean, VAPhiladelphia, PA
Posted on Jan 7

Manager, Broker-Dealer Compliance
At Coinbase - New York, NY
Atlanta, GAAustin, TXBerkeley, CABoston, MABuffalo, NYCharlotte, NCChicago, ILColumbus, OHConcord, CACorte Madera, CADallas, TXDenver, CODetroit, MIDurham, NCFayetteville, NCFort Worth, TXHouston, TXIrvine, CALas Vegas, NVLos Angeles, CAManhattan, NYMarietta, GAMiami, FLMinneapolis, MNMountain View, CANewark, NJNewport Beach, CANiagara Falls, NYOceanside, CAOrlando, FLPhiladelphia, PAPhoenix, AZPortland, ORQueens, NYRaleigh, NCReno, NVRosemead, CARoxbury, NJSalt Lake City, UTSan Antonio, TXSan Diego, CASan Francisco, CASan Jose, CASan Luis Obispo, CASanta Barbara, CASanta Monica, CASeattle, WASt. Petersburg, FLSunnyvale, CATampa, FLWashington, DC
Posted on Dec 30

Career Development Advisor, Banking, Markets & Financial Services
At SEO (SPONSORS FOR EDUCATIONAL OPPORTUNITY, INC) - New York, NY
Posted on Jan 21

Trade Surveillance Associate - Fixed Income (Compliance) - TD Securities (US)
At TD Bank - New York, NY
Posted on Dec 5

Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
At TD Bank - New York, NY
Posted on Jan 10

Director, Compliance - Regulatory Initiatives, TD Securities
At TD Bank - New York, NY
Posted on Sep 7

VP, Compliance - Regulatory Initiatives - Policies and Procedures, TD Securities
At TD Bank - New York, NY
Posted on Sep 7

Equity Research Associate/VP - Asset Managers, Brokers and Exchanges
At Morgan Stanley - New York, NY
Posted on Nov 12
