Compliance Associate

Key Responsibilities:

  • Monitoring of initial and on-going Know Your Customer (KYC) requirements
  • Reviewing company activities to ensure Company policies are being adhered to as part of the Compliance Monitoring Plan
  • Providing Compliance Training support and helping promote Compliance across the business
  • Building relationships with other World First teams and providing regulatory advice and guidance
  • Understanding changes in regulations and implications on the business, and assisting with the development of internal policies and procedures
  • Risk based review of existing client accounts
  • Escalating any suspicious activity to the MLRO
  • Assisting with Compliance Investigations as appropriate

Key Capabilities:

  • At least 1 year of compliance/ KYC/ AML experience
  • Excellent command of English and Cantonese, business level of Japanese is desirable 
  • A good understanding of the financial services environment and regulation
  • An ability to understand legal and regulatory requirements and to apply them to business practices (prior experience working for a regulated financial entity is preferred)
  • Professional manner and excellent communication skills
  • Able to build effective relationships across the business
  • Logical working style and high attention to detail
  • Possibility to undertake further study and gain a Global Financial Compliance Award (CISI)
  • Fresh graduates with legal background are welcome to apply

Salary and Benefits:

  • A competitive salary, commensurate with experience
  • An excellent benefits package including Mandatory Provident Fund; health, dental and life insurance; enhanced maternity and paternity leave policies
  • 20 days holiday, birthday day off, charity leave, 3 life event days during your career with WorldFirst
  • Perks, including: free breakfast, Friday beer fridge, business casual dress code, annual company parties – and more!

To Apply:

Please submit your CV (in Microsoft Word or PDF format) to us.

To find out more about what it's like to work with World First or more job opportunities, please visit our website at www.worldfirst.com/en-hk/careers

Personal data collected will be used for recruitment purposes only.

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