Wells Fargo Securiities Banker

Job Description

Wells Fargo Securities

Asset-Backed Finance

Wells FargoSecurities Banker

Consumer Compliance Risk Assessment/Mortgage Finance – Structured financing facilities for residential mortgage loans and securitization.

Position will be responsible for leading timely and comprehensive on-site and remote due diligence evaluations of client companies. Evaluations identify client weaknesses, potential risks, events of non-compliance, and report through appropriate channels recommendations for corrective and risk-mitigating actions. Prepares a written analysis of internal processes and procedures including Underwriting, Compliance, QC, Secondary Marketing and Servicing to ensure efficiency and consistency throughout. Promotes proactive communication both internally with team members and externally to prospects and clients by working closely with business partners. Acts as mentor for associates.

50%+ travel. Preferred location Western U.S. This role does not require an office presence and is generally performed remotely.

Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Required Qualifications

  • 5+ years of experience in capital markets, industry experience within the specific sector of the position, or a combination of both

Desired Qualifications

  • Excellent verbal, written, and interpersonal communication skills

Other Desired Qualifications

  • Due diligence, audit or other examination experience
  • 10+ years mortgage experience
  • Bachelor’s Degree
  • In-depth knowledge of mortgage compliance risk, market risk, credit risk, and technology platforms and processes
  • Jumbo, GSE and FHA product knowledge
  • Demonstrated excellence in working effectively as an individual and as part of a team.


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.


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