Compliance Consultant 4
Market Job Description1Responsible to execute effectively the day-to-day compliance requirements of the assigned area within the Enterprise Global Services2Support Regulatory Compliance Risk Management Program (RCRM) of the Wells Fargo Enterprise Global Services and as required play advisory role to EGS business partners.3Create and maintain Major Requirements (compliance/policy requirements) inventory and perform risk assessments while working with business, Legal function, or other EGS partners as necessary4Support development and maintenance of periodic risk reporting to stakeholders for effective tracking and reporting of risk items and issues across the shared services business functions.5Partner and work closely with other EGS Risk teams to ensure key functional requirements of the EGS supported area are translated into seamless delivery by the RMC team.6Integrate and ensure all new RCRM initiatives are rolled-out to all required stakeholders and the required awareness is created across the EGS areas supported.7Manage tracking, monitoring and reporting of status of Compliance Training across the Enterprise Global Services, as required8Support management reporting of Regulatory Compliance and Risk Management9Track and monitor new and updates to existing laws and regulations applicable to any/all EGS locations and work with legal team and other stakeholders to implement such changes10Mentor and guide team members and provide guidance as a subject matter expert on compliance matters as appropriate11Spearhead all major team initiatives and drive to sucessful completion12Provide constant support and guidance to COC1, COC2, COC3 in completing the team deliverables and keep a close track of all compliance deliverables13Help the complaince manager identify team members to assign various tasks and help the manager prioritize all team activities.Secondary (what s/he does 20% of the time)1Knowledge of the operational risk framework and disciplines primarily in the banking industry and its related operations2Proven ability in exercising independent judgment and applying prudent risk mitigation principles Market Skills and CertificationsUnique Knowledge & Skill Requirement:1Experience of managing regulatory compliance at a Global In-House Center and / or a BPO Services Industry (preferably Banking Domain/ Financial services company)2Experience of operating in a matrix-managed environment3Demonstrate strong negotiation, communication & presentation skills4People management skills5Good knowledge of all regulatory compliance requirements including site specific requirements listed by local laws and regulations
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