Capital Markets Middle Office Analyst

Key Responsibilities:

  • Support Fixed Income Credit/Rates sales desks across Asia covering products including but not limited to Bond, Repo, CDS, UST, MBS, Options & other OTC derivatives products
  • Perform daily control functions such as trade checkout (trade allocation, confirmation and SSI management), failed trade management and risk management
  • Manage and build relationships with external clients, including email and phone query management, and act as the single point of contact for clients
  • Act as a facilitator for onboarding new clients and KYC remediation. Liaise with internal KYC and AML teams to ensure client accounts are properly onboarded and managed
  • Liaise with other support and control divisions such as Trading Middle Office and Settlement on resolution of day-to-day issues
  • Liaise and maintain relationships with global partners such as IT, COO, Ops Risk and Project Management
  • Take initiative to improve operational efficiency and ensure processes are performed in a robust and controlled environment
  • Participate in UAT and new product initiatives

Market Skills and Certifications
Qualifications/ Skills :
  • Bachelor degree in Finance or relevant disciplines with minimum3 years of relevant experiences is preferred
  • Relevant client onboarding and KYC experience is an advantage
  • Able to work in a dynamic and diverse working culture
  • Excellent interpersonal and analytical skills to adapt in a continuously evolving environment
  • Excellent communications skill in English is required. Mandarin is a plus
  • Able to work on flexible hours and Hong Kong holidays

Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

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