Tradeweb

Risk Management Manager

2 months agoAmsterdam, Netherlands

The role of a Vice President ("VP") on the Enterprise Risk Management team, supports the planning, implementation and execution of Tradeweb's risk assessments and underlying risk framework program elements (e.g., risk identification and assessment, risk measurement, control testing, risk incident management, issue management, scenario analysis, and risk reporting etc.).

The role will operate within the 1st and 2nd Line of Defence ("3 LOD") model. Tradeweb's Risk Management team is looking for a collaborative self-starter to proactively imbed themselves into the business workflow to provide guidance, oversight and actionable risk intelligence for the business to be able to achieve their objectives.

We look to hire people who are comfortable in working with minimal supervision as part of a small team that has consistently delivered ground-breaking and innovative solutions in one of the most exciting and fast-moving areas of the of the financial markets. We need people who are able to prioritize and can effectively communicate complex issues to non-technical team members.

Job Responsibilities:

  • Lead the execution and oversight of key framework elements including but not limited to; risk assessments, risk identification, risk data aggregation, risk mitigation, and risk reporting
  • Create and maintain Risk Registers (Risk and Control Matrixes)
  • Develop, sustain, and evolve product and service risk assessments through close collaboration with cross-functional partners to develop new and enhanced processes, and provide feedback on controls to mitigate identified and future risks
  • Build relationships with Risk, Legal and Compliance partners, subject matter experts, internal control partners and/or first line risk management professionals to support new initiatives and risk identification
  • Employ effective management of stakeholder relationships, a proactive approach in communicating issues, and strength in sustaining independent views
  • Assist with deep dive risk analysis and preparing formal risk assessment reports
  • Support the identification and operationalization of Key Risk Indicators ("KRIs")
  • Hold an advisory role for promoting a strong risk culture throughout the organization
  • Stay abreast, advise and communicate on emerging risks to risk partners and business stakeholders
  • Provide a gold standard advisory and service-oriented approach to risk management
  • Ensure alignment with risk frameworks/methodologies and utilize the existing Governance, Risk, and Compliance ("GRC") system to its fullest capabilities
  • Serve as a 1LOD Risk Manager for E.U. and APAC region entities coordinating closely with Regulatory Compliance counterparts

Required Qualifications:

  • BA/BS degree preferably in Finance or Information Technology
  • 10+ years of relevant experience working in risk management
  • Hold a Risk, IT Security, Technology or Project Management certification a plus
  • Knowledge and experience using Tableau a plus
  • 5+ years of experience coordinating and reporting to E.U. Regulators
  • Experience with coordinating and reporting to APAC region Regulators a plus
  • Strong knowledge of information security, technology and associated risks, including an understanding of existing and upcoming regulations and the potential impact on the company and its clients
  • Deep understanding and ability to advise on E.U. Regulations such as GDPR and DORA
  • Ability to work closely with Compliance and Legal partners
  • Experience in presenting to Senior Leadership a plus
  • Ability to work effectively and efficiently with a global team
  • Broad risk management exposure in financial services, FINTEC or related industries
  • Tested Project Management skills, including strength in managing and organizing multiple projects with variable timeliness
  • Experience in understanding and documenting complex business, data and technology workflows
  • Experience in documenting policies and procedures
  • Experience in performing risk assessments throughout the lifecycle of risk management, including developing reporting and presenting to management

Personal Attributes

  • Ability to effectively manage priorities and multi-task
  • Excellent written and oral communication skills
  • Excellent interpersonal skills
  • Ability to quickly learn, evaluate, and form independent judgments in a fast-paced environment
  • Ability to present ideas in business-friendly and user-friendly language
  • Exceptionally self-motivated and directed
  • Keen attention to detail
  • Superior analytical, evaluative, and problem-solving abilities
  • Exceptional service orientation
  • Ability to motivate in a team-oriented, collaborative environment

Desired Skills:

  • Training/certification in information security or risk management
  • Proficiency in Governance, Risk, and Compliance (GRC) systems
  • Experience in ISO 27002 Domains, NIST Cyber Security Framework, COSO Risk Framework

#LI-Hybrid

About Tradeweb:

Tradeweb Markets Inc. (NASDAQ: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for clients in the institutional, wholesale and retail markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. For more information, please go to www.tradeweb.com .

Private Policy Statement Link:

https://www2.tradeweb.com/l/105492/2021-05-05/h7v2kl/105492/1620231674fqv9j2ci/Tradeweb_EU_Applicant_Privacy_Policy.pdf

Client-provided location(s): Amsterdam, Netherlands
Job ID: tradeweb-300482

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