GFCD Conformance Quality Assurance Manager, Vice President

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we're 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We're a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count.

Position Summary:

MUFG's Global Financial Crimes Division (GFCD) Conformance Team is responsible for establishing Quality Assurance (QA) and compliance monitoring processes for financial crimes processes within the bank. Reporting into the head of QA Standards and Program Development on GFCD Conformance, the successful candidate for this new role will help design, build, and support QA and compliance monitoring functions across GFCD, including AML, Sanctions, ABC, and KYC processes.

Rol e Responsibilities:

- Support the development of consistent standards for GFCD QA and compliance monitoring programs
- Support the development of QA processes based on the identified quality standards
- Work with various functions within and without GFCD - AML, Sanctions, ABC - to support QA and underlying process development
- Provide subject matter expertise to first- and second-line financial crimes functions throughout the enterprise
- Advise various operations functions on ideal state of QA over financial crimes process and associated controls.
- Support the identification and definition of quality elements in financial crimes processes
- Support the design of QA processes that accurately measure quality with clear reporting
- Evaluate QA reports at a high level to propose process updates, as well as to provide communication and support to process owners


- 5 plus years of experience in financial crimes compliance
- Excellent writing skills
- Ability to work independently and proactively
- Skill in leading, influencing, and organizing without direct reporting lines
- Detail-oriented and systemic thinker
- Excellent problem-solving skills
- Bachelor's degree (a JD, MBA, or master's degree in related field is preferred)

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.

Back to top