Compliance Officer

The Compliance Officer is responsible for supporting the compliance agenda of the West region and providing specialized advice related to the insurance industry. This role is responsible for understanding applicable regulations and monitoring regulatory developments; developing policies and procedures to meet regulatory requirements; supporting responses to regulators and other supervisory entities; responding to questions from business colleagues on application of compliance program; supervising monitoring activities; and developing colleague training and awareness programs.

Responsibilities:

  • Support the compliance agenda of the West region or specialty area. Understand applicable regulation and monitoring regulatory developments in applicable line of business
  • Support responses to regulators and other supervisory authorities
  • Develop policies and procedures to meet regulatory requirements and changes in market conditions
  • Respond to questions from business colleagues/leaders on application of compliance program for the region
  • Supervise and report on monitoring activities; assure proper documentation
  • Develop colleague training and awareness programs; may deliver training.


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