Internal Audit, Corporate Controllers, Associate - Dallas, TX

Internal Audit - Corporate Controllers & Tax, Associate

Internal Audit - Corporate Controllers & Tax, Associate

IA is comprised of the following global functional audit teams covering the various business areas of the firm: Global Markets, Investment Management, Investment Banking, Merchant Banking, Global Investment Research, Consumer, Compliance & Legal, Technology, Finance, Risk, HCM, Executive Office and CWS.

Business Audit Corporate Controllers & Tax Associate General Responsibilities:

• Develop and maintain a good understanding of business areas, its products, and supporting functions
• Plan and execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
• Follow-up on open audit issues and their resolution

• Team-oriented with a strong sense of ownership and accountability
• Strong interpersonal, and relationship management skills
• Strong verbal and written communication skills
• Solid analytical skills
• Good technical knowledge of relevant product areas
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• 5+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
• 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
• Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus

• Good understanding of financial concepts and/or operations related to controllers and tax functions. Knowledge in any of the following areas are preferred:
• Basel regulatory requirements
• CCAR regulatory requirements
• Recovery and Resolution regulatory requirements
• SEC US GAAP accounting
• Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting